FORM 4
☒
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| 1. Name and Address of Reporting Person * VPE Holdings, LLC | 2. Issuer Name and Ticker or Trading Symbol Vertiv Holdings Co [ VRT ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
___ Form filed by One Reporting Person
_ X _ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A common stock, par value $0.0001 | 2/29/2024 | D | 7,955,215 | D | $65.9785 | 0 | I | See footnotes (1)(2)(3) | ||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| VPE Holdings, LLC C/O PLATINUM EQUITY ADVISORS, LLC 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| PLATINUM EQUITY, LLC 360 NORTH CRESCENT DRIVE BEVERLY HILLS, CA 90210 | X | ||||
| Platinum Equity Investment Holdings, LLC C/O PLATINUM EQUITY 360 NORTH CRESCENT DRIVE BEVERLY HILLS, CA 90210 | X | ||||
| Platinum Equity Investment Holdings IC (Cayman), LLC C/O PLATINUM EQUITY ADVISORS, LLC 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Platinum Equity InvestCo, L.P. C/O PLATINUM EQUITY ADVISORS, LLC 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Platinum Equity Investment Holdings III, LLC C/O PLATINUM EQUITY ADVISORS, LLC 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Platinum Equity Partners III, LLC C/O PLATINUM EQUITY ADVISORS, LLC 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| PE Vertiv Holdings, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Vertiv JV Holdings, LLC 360 NORTH CRESCENT DRIVE SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Gores Tom C/O PLATINUM EQUITY 360 NORTH CRESCENT DRIVE, SOUTH BUILDING BEVERLY HILLS, CA 90210 | X | ||||
| Signatures | ||
| Platinum Equity, LLC, By: /s/ Mary Ann Sigler, Executive Vice President, Chief Financial Officer and Treasurer | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Platinum Equity Investment Holdings, LLC, By: /s/ Mary Ann Sigler, Secretary | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Platinum Equity Investment Holdings IC (Cayman), LLC, By: /s/ Mary Ann Sigler, President | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Platinum Equity InvestCo, L.P., By: Platinum Equity Investment Holdings IC (Cayman), LLC, its general partner, By: /s/ Mary Ann Sigler, President | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Platinum Equity Investment Holdings III, LLC, By: /s/ Mary Ann Sigler, Secretary | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Platinum Equity Partners III, LLC, By: /s/ Mary Ann Sigler, Secretary | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| PE Vertiv Holdings, LLC, By: /s/ Mary Ann Sigler, President | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Vertiv JV Holdings, LLC, By: Platinum Equity Partners IV, L.P., its manager, By: Platinum Equity Partners IV, LLC, its general partner, By: /s/ Mary Ann Sigler, Secretary | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| VPE Holdings, LLC, By: /s/ Mary Ann Sigler, President | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Tom Gores, By: /s/ Mary Ann Sigler, Attorney-in-Fact | 3/1/2024 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
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