FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☐ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
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| 1. Name and Address of Reporting Person * SCULLY WILLIAM P | 2. Issuer Name and Ticker or Trading Symbol PROTHENA CORP PUBLIC LTD CO [ PRTA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Ordinary Shares, par value $0.01 per share | 12/18/2024 | G | 430,000 | A | $0 | 1,224,257 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/18/2024 | P | 73,436 | A | $13.926 (1) | 1,297,693 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/19/2024 | G | 681,000 | D | $0 | 616,693 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/20/2024 | P | 2,000 | A | $15.9065 | 618,693 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/20/2024 | G | 500 | D | $0 | 618,193 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/31/2024 | P | 1,200 | A | $13.3652 | 619,393 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/31/2024 | P | 800 | A | $13.394 | 620,193 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/31/2024 | P | 30,000 | A | $12.988 (2) | 650,193 | D | |||
| Ordinary Shares, par value $0.01 per share | 1/2/2025 | G | 13,200 | D | $0 | 636,993 | D | |||
| Ordinary Shares, par value $0.01 per share | 1/3/2025 | G | 1,000 | D | $0 | 635,993 | D | |||
| Ordinary Shares, par value $0.01 per share | 1/14/2025 | P | 100,000 | A | $12.7904 (3) | 735,993 | D | |||
| Ordinary Shares, par value $0.01 per share | 12/20/2024 | G | 40,000 | D | $0 | 59,000 | I | By Spouse | ||
| Ordinary Shares, par value $0.01 per share | 1/15/2025 | G | 12,000 | D | $0 | 47,000 | I | By Spouse | ||
| Ordinary Shares, par value $0.01 per share | 75,950 | I | By Manatee Equity Fund LLC (4) | |||||||
| Ordinary Shares, par value $0.01 per share | 68,000 | I | By Self as Trustee for The 2012 Randolph Scully Family Trust | |||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| SCULLY WILLIAM P 771 MANATEE COVE VERO BEACH, FL 32963 | X | ||||
| Signatures | ||
| /s/ Diana L. Hayes by POA from William P. Scully | 5/2/2025 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |