UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 10, 2021

SIENTRA, INC.
(Exact name of registrant as specified in its charter)

 
					
Delaware	 	001-36709	 	20-5551000	
(State or other jurisdiction
of incorporation)	 	(Commission
File Number)	 	(I.R.S. Employer
Identification No.)	
420 South Fairview Avenue, Suite 200
Santa Barbara, CA 93117
(Address of principal executive offices, with zip code)
(805) 562-3500
(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2.):
 
☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)	
 
☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)	
 
☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))	
 
☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))	
Securities registered pursuant to Section 12(b) of the Act:

Title of each class	 	Trading
Symbol(s)	 	Name of each exchange
on which registered	
Common Stock, par value $0.01 per share	 	SIEN	 	The Nasdaq Stock Market LLC	
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

Item 5.07	Submission of Matters to a Vote of Security Holders.	
Sientra, Inc. (“Sientra”) held its 2021 Annual Meeting of Stockholders on June 10, 2021 (the “Annual Meeting”), at which a total of 46,193,343 shares of Sientra common stock, or approximately 80% of the shares entitled to vote, were represented in person or by valid proxies. A description of each matter voted upon at the Annual Meeting is described in detail in Sientra’s definitive proxy statement filed with the Securities and Exchange Commission on April 28, 2021. Set forth below are final voting results for the three proposals that were subject to a vote of Sientra’s stockholders at the Annual Meeting.
1. For the proposal to elect two nominees for director to serve a three-year term expiring at Sientra’s 2024 Annual Meeting of Stockholders, the voting results were as follows:

Name of Directors Elected	  	For	  	Withheld	  	Broker
Non-Votes	
Ronald Menezes	  	35,882,993	  	299,891	  	10,010,459	
Philippe A. Schaison	  	23,096,293	  	13,086,591	  	10,010,459	
Keith J. Sullivan	  	20,848,422	  	15,334,462	  	10,010,459	
The following individuals are continuing directors with terms expiring at Sientra’s 2022 Annual Meeting of Stockholders: Nicholas Simon and Mary M. Fisher.
The following individuals are continuing directors with terms expiring at Sientra’s 2023 Annual Meeting of Stockholders: Kevin O’Boyle and Caroline Van Hove.
 
2.	For the proposal to ratify KPMG LLP as Sientra’s independent registered public accounting firm for the fiscal year ending December 31, 2021, the voting results were as follows:	

For	 	Against	 	Abstain	
44,105,064	 	2,065,239	 	23,040	
 
3.	For the proposal to approve, on a non-binding advisory basis, the compensation of Sientra’s named executive officers, the voting results were as follows:	

For	 	Against	 	Abstain	 	Broker
Non-Votes	
19,944,268	 	14,006,775	 	2,222,493	 	10,010,459	
No other matters were presented for stockholder approval at the Annual Meeting.

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.

	 	SIENTRA, INC.	
			
Date: June 14, 2021	 		 		
			
	 	By:	 	/s/ Ronald Menezes	
	 		 	Ronald Menezes	
	 		 	President and Chief Executive Officer