| 1. Name and Address of Reporting Person * Zuckerberg Mark | 2. Issuer Name and Ticker or Trading Symbol Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB and CEO |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 8/23/2019 | S(1) | 2700 | D | $177.4759 (2) | 385069 | I | By Chan Zuckerberg Advocacy (3) | ||
| Class A Common Stock | 8/23/2019 | S(1) | 1300 | D | $178.3771 (4) | 383769 | I | By Chan Zuckerberg Advocacy (3) | ||
| Class A Common Stock | 8/23/2019 | S(1) | 800 | D | $179.63 (5) | 382969 | I | By Chan Zuckerberg Advocacy (3) | ||
| Class A Common Stock | 8/23/2019 | S(1) | 1500 | D | $180.979 (6) | 381469 | I | By Chan Zuckerberg Advocacy (3) | ||
| Class A Common Stock | 8/23/2019 | S(1) | 400 | D | $181.685 (7) | 381069 | I | By Chan Zuckerberg Advocacy (3) | ||
| Class A Common Stock | 8/23/2019 | S(1) | 400 | D | $182.7925 (8) | 380669 | I | By Chan Zuckerberg Advocacy (3) | ||
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
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Remarks: Two of two Forms 4 being filed to report transactions by the reporting person occurring on August 23, 2019. The holdings for the Chan Zuckerberg Foundation, CZI Holdings, LLC, The Mark Zuckerberg 2014 GRAT No. 2 dated 5/8/2014, The Mark Zuckerberg 2014 GRAT No. 3 dated 5/8/2014, and The Mark Zuckerberg Trust dated July 7, 2006 are reported on Form 1 of 2. |
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Reporting Owners |
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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Zuckerberg Mark C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 |
X | X | COB and CEO | ||
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Signatures |
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| /s/ David Kling as attorney-in-fact for Mark Zuckerberg | 8/26/2019 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |