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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * Zuckerberg Mark | 2. Issuer Name and Ticker or Trading Symbol Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB and CEO |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 8/30/2021 | C | 56000 | A | $0 | 56000 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 1817 | D | $371.1304 (3) | 54183 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 6848 | D | $372.3414 (4) | 47335 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 1431 | D | $373.0099 (5) | 45904 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 3654 | D | $374.2311 (6) | 42250 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 3295 | D | $375.3326 (7) | 38955 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 14273 | D | $376.2099 (8) | 24682 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 2897 | D | $376.9794 (9) | 21785 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 3347 | D | $378.3333 (10) | 18438 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 1535 | D | $379.3130 (11) | 16903 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 7997 | D | $380.5524 (12) | 8906 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(2) | 8906 | D | $381.1290 (13) | 0 | I | By CZI Holdings, LLC (1) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 614 | D | $371.0707 (15) | 1255232 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 1546 | D | $372.4370 (17) | 1253686 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 634 | D | $373.3753 (18) | 1253052 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 1058 | D | $374.5766 (19) | 1251994 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 1697 | D | $375.7810 (20) | 1250297 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 3317 | D | $376.3937 (21) | 1246980 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 350 | D | $377.3453 (22) | 1246630 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 1013 | D | $378.5480 (23) | 1245617 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 750 | D | $379.9587 (24) | 1244867 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
| Class A Common Stock | 8/30/2021 | S(14) | 4021 | D | $380.9576 (25) | 1240846 | I | By Chan Zuckerberg Initiative Foundation (16) | ||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock (26) | (26) | 8/30/2021 | C | 56000 | (26) | (26) | Class A Common Stock | 56000 | $0 | 347349686 | I | By CZI Holdings, LLC (1) | |||
| Class B Common Stock (26) | (26) | (26) | (26) | Class A Common Stock | 1908602 | 1908602 | I | By Chan Zuckerberg Initiative Foundation (16) | |||||||
| Remarks: The first of two Forms 4 being filed to report transactions by the reporting person occurring on August 30, 2021. The Class A Common Stock and Class B Common Stock holdings for the Mark Zuckerberg Trust dated July 7, 2006 are reported on the second of these two forms. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Zuckerberg Mark C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 | X | X | COB and CEO | ||
| Signatures | ||
| /s/ Michael Johnson, attorney-in-fact for Mark Zuckerberg | 9/1/2021 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |