| 1. Name and Address of Reporting Person * Zuckerberg Mark | 2. Issuer Name and Ticker or Trading Symbol Facebook Inc [ FB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB and CEO |
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3. Date of Earliest Transaction
(MM/DD/YYYY)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security (Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 9/20/2019 | S(1) | 8968 | D | $189.0704 (2) | 7296157 | I | By Chan Zuckerberg Foundation (3) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 30980 | D | $189.7877 (4) | 7265177 | I | By Chan Zuckerberg Foundation (3) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 34146 | D | $190.9114 (5) | 7231031 | I | By Chan Zuckerberg Foundation (3) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 16079 | D | $191.8627 (6) | 7214952 | I | By Chan Zuckerberg Foundation (3) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 4827 | D | $192.6801 (7) | 7210125 | I | By Chan Zuckerberg Foundation (3) | ||
| Class A Common Stock | 9/20/2019 | C | 19000 | A | $0 | 19000 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 2460 | D | $189.1607 (9) | 16540 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 5695 | D | $189.8313 (10) | 10845 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 7364 | D | $190.9602 (11) | 3481 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 3006 | D | $192.1165 (12) | 475 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(1) | 475 | D | $192.7545 (13) | 0 | I | By CZI Holdings, LLC (8) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 720 | D | $189.6503 (15) | 153646 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (16) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 751 | D | $190.8821 (17) | 152895 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (16) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 379 | D | $192.1428 (18) | 152516 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 2 Dated 5/8/2014 (16) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 833 | D | $189.5533 (19) | 195848 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (20) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 801 | D | $190.6712 (21) | 195047 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (20) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 516 | D | $191.6824 (22) | 194531 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (20) | ||
| Class A Common Stock | 9/20/2019 | S(14) | 100 | D | $192.57 | 194431 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg 2014 GRAT No. 3 Dated 5/8/2014 (20) | ||
| Class A Common Stock | 9/20/2019 | S(23) | 1654 | D | $189.2321 (24) | 245215 | I | By Chan Zuckerberg Advocacy (25) | ||
| Class A Common Stock | 9/20/2019 | S(23) | 1492 | D | $189.9528 (26) | 243723 | I | By Chan Zuckerberg Advocacy (25) | ||
| Class A Common Stock | 9/20/2019 | S(23) | 3344 | D | $190.9936 (27) | 240379 | I | By Chan Zuckerberg Advocacy (25) | ||
| Class A Common Stock | 9/20/2019 | S(23) | 1010 | D | $192.2963 (28) | 239369 | I | By Chan Zuckerberg Advocacy (25) | ||
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Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock (29) | (29) | 9/20/2019 | C | 19000 | (29) | (29) | Class A Common Stock | 19000 | $0 | 357030780 | I | By CZI Holdings, LLC (8) | |||
| Class B Common Stock (29) | (29) | (29) | (29) | Class A Common Stock | 1908602 | 1908602 | I | By Chan Zuckerberg Foundation (3) | |||||||
| Class B Common Stock (29) | (29) | (29) | (29) | Class A Common Stock | 5676058 | 5676058 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (30) | |||||||
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Reporting Owners |
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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Zuckerberg Mark C/O FACEBOOK, INC. 1601 WILLOW ROAD MENLO PARK, CA 94025 |
X | X | COB and CEO | ||
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Signatures |
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| /s/ David Kling as attorney-in-fact for Mark Zuckerberg | 9/23/2019 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |