FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☒ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| |
1. Name and Address of Reporting Person * Zuckerberg Mark | 2. Issuer Name and Ticker or Trading Symbol Meta Platforms, Inc. [ META ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB and CEO |
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 7/1/2024 | S(1) | 491 | D | $500.379 (2) | 539,677 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(1) | 1,358 | D | $501.761 (4) | 538,319 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(1) | 1,700 | D | $502.7586 (5) | 536,619 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(1) | 3,231 | D | $503.597 (6) | 533,388 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(1) | 1,027 | D | $504.734 (7) | 532,361 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(1) | 168 | D | $505.75 (8) | 532,193 | I | By Chan Zuckerberg Initiative Foundation (3) | ||
Class A Common Stock | 7/1/2024 | S(9) | 482 | D | $500.5323 (10) | 212,525 | I | By Chan Zuckerberg Initiative Advocacy (11) | ||
Class A Common Stock | 7/1/2024 | S(9) | 1,765 | D | $501.7769 (12) | 210,760 | I | By Chan Zuckerberg Initiative Advocacy (11) | ||
Class A Common Stock | 7/1/2024 | S(9) | 1,948 | D | $502.8471 (13) | 208,812 | I | By Chan Zuckerberg Initiative Advocacy (11) | ||
Class A Common Stock | 7/1/2024 | S(9) | 3,310 | D | $503.5782 (14) | 205,502 | I | By Chan Zuckerberg Initiative Advocacy (11) | ||
Class A Common Stock | 7/1/2024 | S(9) | 1,222 | D | $504.8388 (15) | 204,280 | I | By Chan Zuckerberg Initiative Advocacy (11) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock (16) | (16) | (16) | (16) | Class A Common Stock | 244,782,799 | 244,782,799 | I | By CZI Holdings, LLC (17) | |||||||
Class B Common Stock (16) | (16) | (16) | (16) | Class A Common Stock | 3,388,197 | 3,388,197 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (18) | |||||||
Class B Common Stock (16) | (16) | (16) | (16) | Class A Common Stock | 34,344,500 | 34,344,500 | I | By Chan Zuckerberg Holdings, LLC (19) | |||||||
Class B Common Stock (16) | (16) | (16) | (16) | Class A Common Stock | 12,000,000 | 12,000,000 | I | By CZI Holdings I, LLC (20) | |||||||
Class B Common Stock (16) | (16) | (16) | (16) | Class A Common Stock | 50,000,000 | 50,000,000 | I | By Chan Zuckerberg Holdings II, LLC (21) |
Reporting Owners | |||||
Reporting Owner Name / Address | |||||
Director | 10% Owner | Officer | Other | ||
Zuckerberg Mark C/O META PLATFORMS, INC. 1 META WAY MENLO PARK, CA 94025 | X | X | COB and CEO |
Signatures | ||
/s/ Erin Guldiken, attorney-in-fact for Mark Zuckerberg | 7/3/2024 | |
**Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |