FORM 4
☐
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
☒ Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
| | |
| 1. Name and Address of Reporting Person * Zuckerberg Mark | 2. Issuer Name and Ticker or Trading Symbol Meta Platforms, Inc. [ META ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director __X__ 10% Owner __X__ Officer (give title below) _____ Other (specify below) COB and CEO |
|
3. Date of Earliest Transaction
(MM/DD/YYYY)
| ||
|
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
|
1.Title of Security (Instr. 3) | 2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code (Instr. 8) |
4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Class A Common Stock | 3/14/2024 | C | 32,794 | A | $0 | 670,794 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 584 | D | $488.8267 (3) | 670,210 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 2,806 | D | $490.2688 (4) | 667,404 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 2,331 | D | $491.1161 (5) | 665,073 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 703 | D | $492.2677 (6) | 664,370 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 2,317 | D | $493.9389 (7) | 662,053 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 4,129 | D | $494.9478 (8) | 657,924 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 7,393 | D | $495.9218 (9) | 650,531 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 7,442 | D | $496.8051 (10) | 643,089 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 3,601 | D | $497.872 (11) | 639,488 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 1,247 | D | $498.9384 (12) | 638,241 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 200 | D | $499.495 (13) | 638,041 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | S(2) | 41 | D | $500.7 | 638,000 | I | By Chan Zuckerberg Initiative Foundation (1) | ||
| Class A Common Stock | 3/14/2024 | C | 13,125 | A | $0 | 13,125 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 320 | D | $489.1769 (16) | 12,805 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 1,408 | D | $490.3363 (17) | 11,397 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 633 | D | $491.298 (18) | 10,764 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 472 | D | $492.9758 (19) | 10,292 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 1,134 | D | $494.1698 (20) | 9,158 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 1,800 | D | $495.2217 (21) | 7,358 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 3,932 | D | $496.2089 (22) | 3,426 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 1,625 | D | $497.0806 (23) | 1,801 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 1,401 | D | $498.0548 (24) | 400 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 3/14/2024 | S(15) | 400 | D | $499.0481 (25) | 0 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | ||
| Class A Common Stock | 320,000 | I | By Chan Zuckerberg Initiative Advocacy (26) | |||||||
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
| 1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Class B Common Stock (27) | (27) | 3/14/2024 | C | 32,794 | (27) | (27) | Class A Common Stock | 32,794 | $0 | 294,922 | I | By Chan Zuckerberg Initiative Foundation (1) | |||
| Class B Common Stock (27) | (27) | 3/14/2024 | C | 13,125 | (27) | (27) | Class A Common Stock | 13,125 | $0 | 3,506,122 | I | By Mark Zuckerberg, Trustee Of The Mark Zuckerberg Trust Dated July 7, 2006 (14) | |||
| Class B Common Stock (27) | (27) | (27) | (27) | Class A Common Stock | 34,344,500 | 34,344,500 | I | By Chan Zuckerberg Holdings LLC (28) | |||||||
| Class B Common Stock (27) | (27) | (27) | (27) | Class A Common Stock | 12,000,000 | 12,000,000 | I | By CZI Holdings I, LLC (29) | |||||||
| Remarks: The first of two Forms 4 being filed to report transactions by the reporting person that occurred on March 14, 2024. The Class A Common Stock and Class B Common Stock holdings for CZI Holdings, LLC are reported on the second of these two forms. |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Zuckerberg Mark C/O META PLATFORMS, INC. 1 META WAY MENLO PARK, CA 94025 | X | X | COB and CEO | ||
| Signatures | ||
| /s/ Erin Guldiken, attorney-in-fact for Mark Zuckerberg | 3/18/2024 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |