UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM SD

SPECIALIZED DISCLOSURE REPORT

Juniper Networks, Inc.
(Exact name of registrant as specified in its charter)

 
					
Delaware	 	001-34501	 	77-0422528	
(State or other jurisdiction
of incorporation or organization)	 	(Commission
File Number)	 	(IRS Employer
Identification No.)	

1133 Innovation Way,
Sunnyvale, California	 	94089	
(Address of principal executive offices)	 	(Zip Code)	
Brian M. Martin (408) 745-2000
(Name and telephone number, including area code, of the
person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
☒	Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2018.	

 

Section 1—Conflict Minerals Disclosure
 
Item 1.01	Conflict Minerals Disclosure and Report	
With respect to the reporting period from January 1, 2018 to December 31, 2018, Juniper Networks, Inc. (the “Company”) has determined that (i) tin, tantalum, tungsten, and gold, collectively known as the 3TGs, are necessary to the functionality or production of products that the Company has manufactured or contracted to manufacture, and (ii) based upon a reasonable country of origin inquiry, the Company has reason to believe that a portion of its necessary 3TGs originated or may have originated in the Democratic Republic of the Congo or an adjoining country (as defined in Section 1, Item l.0l(d)(l) of Form SD) and has reason to believe that those minerals may not be from recycled or scrap sources.
Conflict Minerals Disclosure
In accordance with Rule 13p-l promulgated under the Securities Exchange Act of 1934, as amended, and this Specialized Disclosure Report on Form SD (this “Form”), the Company has filed a Conflict Minerals Report, which is attached as Exhibit 1.01. A copy of this Form and the Conflict Minerals Report are publicly available at https://www.juniper.net/us/en/company/corporate-responsibility/ .
 
Item 1.02	Exhibit	
The Conflict Minerals Report described in Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 2—Exhibits
 
Item 2.01	Exhibits	

	Exhibit No.	  		Description	
			
Exhibit 1.01	  	Conflict Minerals Report for the calendar year ended December 31, 2018.		

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

Juniper Networks, Inc.
(Registrant)	
					
By:	 	/s/ Brian M. Martin	 		 		 	Date: May 30, 2019	
Name: 	 	Brian M. Martin	 		 		 		
Title:	 	Senior Vice President,
General Counsel and Secretary	 		 		 		

Exhibit 1.01
Juniper Networks, Inc.
Conflict Minerals Report For The Year Ended December 31, 2018
This Conflict Minerals Report (this “Report”) for Juniper Networks, Inc. (the “Company”, “Juniper”, “our” or “we”) covers the reporting period from January 1, 2018 to December 31, 2018, and is presented in accordance with Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Rule”). The Rule imposes certain reporting obligations on U.S. Securities and Exchange Commission (“SEC”) registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. The term “conflict minerals” is defined in the Rule as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, tin, tantalum, tungsten, and gold (“3TG”); or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC (collectively, the “Covered Countries”). The adjoining countries include: the Republic of the Congo, the Central African Republic, South Sudan, Rwanda, Uganda, Zambia, Burundi, Tanzania and Angola.
Throughout this Report, whenever a reference is made to any document, third-party material or website (including Juniper’s website), such reference does not incorporate information from such document, material or website into this Report, unless expressly incorporated by reference herein.
Overview
Company Overview
Juniper designs, develops and sells products and services for high-performance networks to enable customers to build scalable, secure and cost-effective networks for their businesses, while achieving agility and improved operating efficiency through automation.
Product Overview
The Company sells high-performance routing, switching, and security networking products to customers within its verticals: Cloud, Service Provider, and Enterprise.
Supply Chain Overview
Juniper manufacturing and operations manage relationships with our global supply chain, which includes our contract manufacturers, original design manufacturers, components suppliers, warehousing and logistics. Our contract manufacturers and original design manufacturers in all locations are responsible for all phases of manufacturing, from prototypes to full production and assist with activities such as material procurement. Given our downstream position in the supply chain, such that we do not have any direct relationships with the smelters or refiners in our supply chain, we rely on our first-tier suppliers to provide information about the sources of 3TG used in our products.
Industry Alignment Overview
Since 2011, Juniper has supported the development of industry tools and programs that provide a common means to report or collect due diligence information on the source and chain of custody of 3TG through our membership in the Responsible Minerals Initiative (the “RMI”). The RMI is a recognized industry coalition focused on addressing and advancing the responsible sourcing of 3TG in the supply chain. Through the RMI and its workgroups, the Due Diligence Practices Team, Sensing and Prioritization Team, Smelter Engagement Team and Blockchain Team, Juniper has been actively engaged and continues to work with industry peers in an effort to ensure that our reasonable country of origin inquiry (“RCOI”) and due diligence processes are aligned with industry approaches. The primary objective of this alignment is to help ensure that the 3TG in our in-scope products are sourced responsibly.
Through our participation in the RMI, we seek to maximize the efficiency and effectiveness of our efforts to identify 3TG smelters and refiners in our supply chain and to encourage their participation in the RMI’s Responsible Minerals Assurance Process (the “RMAP”). The RMAP is a voluntary initiative in which an independent third-party validates smelter and refiner due diligence management systems, in line with the Organisation for Economic Cooperation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (the “Guidance”). As it is a standardized protocol, we, along with other leading participants in the electronics industry, rely on the RMAP or equivalent industry-wide programs for audits of 3TG smelters and refiners.
Additionally, through the RMI and its workgroups, Juniper monitors the social, health and safety, and human rights impacts of the industry’s efforts to promote responsible sourcing in the Covered Countries and uses that information to inform our compliance program.
In order to avoid negative impact on the livelihoods of those in the mining communities in the Covered Countries, we do not embargo the sourcing of 3TG from the Covered Countries and encourage our suppliers to continue to responsibly source 3TG from the Covered Countries.

Products Covered by this Report
The Company determined that 3TGs were necessary to the functionality or production of products that we manufactured or contracted to be manufactured during the 2018 calendar year. We determined that only our routing, switching, and security hardware products that are being manufactured were in-scope of the Rule, based on the criteria that they contain components which may contain one or more of the 3TGs that are necessary to the functionality or production of the products.
For further information concerning our products, see the subheading “Products, Services and Technology” in “Item 1. Business” of our Annual Report on Form 10-K for the year ended December 31, 2018, filed with the SEC on February 22, 2019.
Reasonable Country of Origin Inquiry
RCOI Overview and Process
Juniper was required to undertake a RCOI with respect to the necessary 3TG in its in-scope products that is reasonably designed to determine whether any of the necessary 3TG originated in any of the Covered Countries and whether they were not from recycled or scrap resources. Based on our RCOI design, we surveyed suppliers that provide physical components that become part of our end products or provide manufacturing services for our end products (collectively, “direct suppliers”), including those direct suppliers that, according to the Heritage 2017 Index of Economic Freedom, operate in countries considered unfree. For the reporting period covered by this Report, the direct suppliers surveyed (the “Surveyed Suppliers”) represented an aggregate of 99% of our total direct materials expenditures in 2018.
To determine whether necessary 3TG in our products originated in the Covered Countries, we retained Assent Compliance (“Assent”), our third-party service provider, to assist us in surveying our Surveyed Suppliers and provide an analysis of the resulting data. We utilized the then latest revision of the RMI’s Conflict Minerals Reporting Template (“CMRT”) to conduct a survey of all Surveyed Suppliers through Assent’s platform. Some of our other compliance activities described in this Report were performed on our behalf by Assent.
We requested that all Surveyed Suppliers complete a CMRT, and we provided training and educational materials to assist such suppliers on best practices and the completion of the CMRT. The training program was intended to help ensure the quality and completeness of the CMRTs received from the Surveyed Suppliers. Assent monitored and tracked all communications via its data management platform. Both Juniper and Assent contacted Surveyed Suppliers that were initially unresponsive in completing a CMRT.
Automated data validation was performed on all submitted CMRTs. This helped to identify contradictory answers in CMRTs, informed our follow-up with Surveyed Suppliers and we believe ultimately increased the accuracy of submissions. Data validation was based on completion of questions in the CMRT and on an analysis of internal consistency among responses in the CMRT. Following the data validation process, CMRTs were accepted and classified as valid or invalid. Surveyed Suppliers that submitted an invalid CMRT, where contradictory or incomplete information was provided, were contacted and requested to resubmit a valid and complete form.
As of May 7, 2019, 96% of the Surveyed Suppliers, representing approximately 98% of our total direct material expenditures in 2018, submitted a CMRT.
RCOI Results
Our RCOI identified 317 known smelters and refiners that appear on the lists maintained by the RMI that may have been in our 2018 supply chain. Based on Juniper’s RCOI, we concluded that 107 of these smelters and refiners sourced 3TG entirely from outside of the Covered Countries, including from recycled or scrap sources. We determined that 24 of the identified smelters and refiners sourced 3TG in whole or in part from within the Covered Countries, but all 24 of these smelters and refiners were designated as “Conformant” by the RMAP (as defined on Appendix A). Juniper’s conclusions concerning the origin of 3TG are based on information provided by the RMI to its members.
For the 2018 reporting period, Juniper was unable to determine the origin of at least a portion of the necessary 3TG in its in-scope products. None of the necessary 3TG contained in its in-scope products were determined to directly or indirectly finance or benefit armed groups in a Covered Country, and Juniper has never identified an instance of 3TG in its in-scope products financing or benefitting armed groups in a Covered Country. However, Juniper did not conclude that any of its in-scope products were “DRC conflict-free.”
Based on the results of our RCOI, we conducted due diligence for 2018. These due diligence efforts are discussed below.
Due Diligence
Design of Due Diligence Program
We designed our due diligence measures to conform, in all material respects, with the framework in the Guidance, including the related Supplements for gold and tin, tantalum, and tungsten. The Guidance identifies five steps for due diligence that should be implemented and provides guidance as to how to achieve each step. We developed our due diligence process to address each of these five steps.

A description of certain activities undertaken by Juniper with respect to each of the due diligence-related steps of the Guidance is provided below.
Step 1: Establish Strong Company Management Systems
We have established management systems that conform to Step 1 of the Guidance and that include the following elements:
Conflict Minerals Policy : Juniper has published and communicated to our suppliers a company policy stating our commitment to responsible sourcing of 3TG and our ongoing effort with suppliers to achieve a conflict-free supply chain. This policy can be viewed on our website at https://www.juniper.net/us/en/company/citizenship-sustainability/supply-chain/#tab=dtabs-4 . The policy is periodically reviewed by our internal conflict minerals operations team and has been approved by Juniper’s conflict minerals executive champions, the Corporate Vice President of Supply Chain Operations and the Senior Vice President, General Counsel. It is also integrated into our Juniper Business Partner Code of Conduct ( https://www.juniper.net/assets/us/en/local/pdf/additional-resources/business-partner-code-of-conduct.pdf ), which requires suppliers to exercise due diligence on the source of 3TG and make this information available to Juniper upon request.
Through the Conflict Minerals Policy, Juniper demonstrates our commitment to proactive elimination of 3TG from sources that could support conflict from products and the supply chain, as well as our commitment to continue to source 3TG from Conformant smelters and refiners within the Covered Countries.
Governance structure to support due diligence activities : Juniper has established a conflict minerals governance structure that includes senior managerial responsibility for the program. Senior management with responsibility for the program and the conflict minerals operations team are comprised of individuals from Supply Chain Operations; Environmental, Health, Safety and Security; Engineering; Investor Relations; Finance; Internal Audit; Sales; Legal; Government Affairs; Compliance; and Corporate Communications. Our conflict minerals operations team, under the leadership and purview of Juniper’s executive champions (Corporate Vice President of Supply Chain Operations and Senior Vice President, General Counsel), guides the development, implementation, and maintenance of Juniper’s conflict minerals program. Executive champions establish the goals of the conflict minerals operations team, receive regular updates on the status of the program and approve any significant changes to the program.
Juniper also uses a third-party service provider to assist us with collecting and evaluating supply chain information regarding 3TGs, identifying potential risks, and in the development and implementation of additional due diligence steps with suppliers in regard to conflict minerals. We also utilize specialist outside counsel to advise on aspects of our 3TG compliance program.
Juniper also is engaged in multi-stakeholder initiatives to address responsible sourcing of 3TG. Juniper is a member of the RMI and also participates in its Smelter Engagement Team. Through its membership in the RMI, Juniper utilizes the RMI for public policy engagement relating to the responsible sourcing of 3TG and to advance initiatives to reduce the use of raw materials that may support conflict.
Control systems and transparency : Juniper expects all of our suppliers to exercise due diligence on the source and chain of custody of any 3TGs used in the production of the in-scope products, materials, or components sold to Juniper. These expectations are communicated to our suppliers through the supplier onboarding process and business reviews. Juniper seeks to strengthen our relationship with our suppliers by providing training and through our Business Partner Code of Conduct. If suppliers do not follow Juniper’s policies or meet Juniper’s performance expectations, we may escalate the matter, among other compliance and quality matters, in the quarterly supplier business review process and take the non-compliance into account in supplier performance scorecards. Supplier non-compliance and poor performance on scorecards may result in a determination to suspend, disengage or take other corrective actions with respect to the supplier.
We have taken steps to strengthen our due diligence efforts over time. In 2018, Juniper implemented improvements that were documented as future steps to mitigate risk in last year’s Conflict Minerals Report. Juniper implemented corporate social responsibility criteria in the direct supplier onboarding process to identify potential labor, environmental, health and safety, and ethics risks, including those associated with responsible minerals sourcing. Additionally, Juniper strengthened the supplier scorecard by adding three new metrics to assess a supplier’s compliance with Juniper’s conflict minerals requirements. The objectives for these enhancements are to provide more transparency in our expectations and evaluations, promote more granular responsible sourcing discussions with our suppliers, and drive initiatives that will support Juniper’s goal of responsible minerals sourcing and a conflict-free supply chain, including supplier due diligence in accordance with the Guidance and sourcing from Conformant smelters.
Supplier engagement : We engage with suppliers to request that they complete a valid CMRT for the in-scope products that they supply to us. Juniper has adopted engagement procedures that include steps of supplier engagement and escalation such as in-person meetings, business reviews, outreach conducted by commodity managers, sharing of best practices and training resources, and identification of corrective actions. When entering into or renewing supplier master purchase agreements, we include our Business Partner Code of Conduct. We provide education and training resources for our suppliers through Assent’s Learning Management System, Assent University, and provide all in-scope suppliers access to Assent’s conflict minerals training courses. This training is tracked and evaluated based on completion. Additional training is provided to selected suppliers who report smelters or refiners of potential concern.
Suppliers who do not comply with Juniper’s conflict minerals policy, meet Juniper’s performance expectations or, if found to be the case, source minerals that finance or benefit armed groups are escalated to Juniper’s Corporate Vice President of Supply Chain Operations for evaluation of whether Juniper should suspend, disengage, or take other action with the supplier.

Grievance mechanisms : Employees, customers, partners, and suppliers are encouraged to immediately alert Juniper to any events of questionable, fraudulent, or illegal nature that are, or may be, in violation of Juniper’s codes of conduct, including any events relating to the source of 3TG in products supplied by our in-scope suppliers. Information may be submitted through email to integrity@juniper.net , by phone to the toll-free Juniper Integrity Hotline at +1-855-410-5445, online at integrity.juniper.net ( https://app.convercent.com/en-us/LandingPage/1f4c50fe-2706-e411-9dec-80c16e20c34c) , or directly to Juniper’s Chief Compliance Officer. Information can be submitted anonymously and will be kept confidential to the fullest extent practicable and allowed by law.
Records maintenance : Juniper has implemented a document retention policy to retain 3TG-related documents for a period of five years, including supplier responses to CMRTs. We store the information and findings from this process in an electronic database that can be audited by internal or external parties.
Step 2: Identify and Assess Risk in the Supply Chain
We identify and assess risk in our supply chain in conformance with Step 2 of the Guidance. Our compliance steps include surveying our supply chain using the CMRT, aggregating and analyzing the responses, and following up with suppliers for clarification or with requests for further information when their responses trigger specified quality control flags.
The primary risk we identified with respect to the 2018 reporting period related to the nature of the responses received. 61% of the responses received provided data at a company level or did not specify the smelters or refiners that processed the 3TG in the products, materials or components supplied to Juniper. Additionally, 54% of the Surveyed Suppliers indicated that they received information regarding their supply chains from less than 75% of their suppliers and, therefore, they may not have provided a comprehensive list of all smelters and refiners in their supply chains.
Among other things, as part of our due diligence, we compared the smelters and refiners listed in the CMRTs received to the list of smelters and refiners maintained by the RMI. See Appendix A below for a list of these smelters and refiners furnished to us on CMRTs, along with their compliance status.
Each smelter or refiner is assigned a risk of high, medium, or low based on five factors, including: (1) its geographic proximity to the Covered Countries; (2) known mineral source country of origin; (3) its RMAP audit status; (4) credible evidence of unethical or conflict sourcing; and (5) finally, peer assessments conducted by third-party sources believed to be credible by Assent. In addition to the risk mitigation steps described below, suppliers that identify smelters or refiners that are categorized as high risk are requested to submit a product-level CMRT and are directed to educational resources on Assent’s website. If the supplier is not able to provide a product-level CMRT or confirm the high-risk smelter or refiner is not in Juniper’s supply chain, Juniper requests that the supplier provide a corrective action plan.
Additionally, suppliers’ CMRT responses are used to evaluate their program strength. The criteria used to evaluate the strength of the program include whether the supplier (1) has a conflict minerals sourcing policy, (2) has implemented 3TG due diligence measures, (3) reviews due diligence information received from suppliers against the expectations set forth in its policy and (4) has a corrective action process. Suppliers that meet or exceed these criteria (answer “Yes” to all four criteria) are deemed to have a “strong” program; otherwise their program is deemed to be “weak”. For 2018, 17% of the Surveyed Suppliers that completed a CMRT were identified as having a “weak” program. In addition to the risk mitigation steps discussed below, if a supplier’s program is deemed to be weak, it is provided with further guidance and education through Assent’s learning tools.
Identifying and assessing the three risks of (1) information relevance, accuracy and comprehensiveness, (2) geographic proximity and (3) program strength are intended to help us to address Step 2 of the Guidance.
Step 3: Designing and Implementing a Strategy to Respond to Identified Risks
The results of our due diligence are shared with the executive champions (Corporate Vice President of Supply Chain Operations and Senior Vice President, General Counsel), as well as with the Audit Committee of our Board of Directors, which, among other responsibilities, has oversight of risk management and financial reporting and compliance.
We address any risks identified through the process described in Step 2 on a case-by-case basis. For suppliers who do not respond to Assent’s outreach, Juniper’s conflict minerals and supply chain operations teams contact those suppliers directly, requesting that they submit a CMRT. Other actions contemplated by our corrective action framework include, depending upon the particular circumstances, requesting a product-level CMRT and that the supplier take corrective action to ensure that any high-risk smelters or refiners are not in Juniper’s supply chain. We may also provide a supplier with further guidance and education on the Rule, the Guidance, and/or our compliance expectations.
Through our participation in the RMI and its Smelter Engagement Team, we also address smelter- and refiner-related risks and seek to exercise leverage over smelters and refiners to become Conformant. We provide the RMI with Juniper’s lists of smelters and refiners that are not Conformant or Active and those entities disclosed by suppliers that are not listed as known smelters or refiners by the RMI, in order to assist the RMI with prioritizing (1) outreach to those known smelters and refiners that are not participating in the RMAP and (2) research of those commonly reported entities that are not identified as a smelter or a refiner.

Step 4: Carrying Out Independent Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain
We are a downstream supplier, many steps removed from the mining or processing of 3TG. Juniper does not purchase raw ore or refined 3TG, including from the Covered Countries.
Juniper supports independent third-party audits conducted by the RMAP through our financial support for the RMI. The RMAP is described earlier in this Report.
Juniper also actively supports the goal of increasing smelter and refiner participation in the RMAP through our participation in the RMI and its Smelter Engagement Team. We provide the RMI with Juniper’s lists of smelters and refiners that were reported by our suppliers who are not Conformant or Active in order to assist the RMI with prioritizing outreach to those known smelters and refiners to encourage them to participate in the RMAP.
Step 5: Reporting on Supply Chain Due Diligence
A Form SD and this Report are filed annually with the SEC, and a copy of this Report and the Form SD are made publicly available on our website at http://www.juniper.net/us/en/company/corporate-responsibility/.
Future Steps to Mitigate Risk
For 2019, we intend to continue to focus on collaborating with industry participants, through our membership in the RMI, to improve the systems of transparency and control in 3TG supply chains, which we believe mitigates the risk that 3TG contained in our in-scope products will finance or benefit armed groups in the Covered Countries.
In addition, as part of our ongoing efforts to mitigate the risk that the 3TG contained in our in-scope products finance or benefit armed groups in the Covered Countries, we intend to continue the following efforts for 2019:
 
 	•	 	Request that suppliers complete CMRTs on a product-specific basis, to enable us to determine which smelters and refiners actually process 3TG contained in our products.	
 
 	•	 	Encourage our suppliers that have not already done so to implement due diligence procedures, through targeted outreach that provides guidance and resources to improve program strength and increase rate of response from their own suppliers.	
 
 	•	 	Encourage our suppliers to source only from Conformant smelters and refiners by (1) awarding higher supplier Compliance, Risk and Sustainability scores to those who only utilize Conformant smelters and refiners and (2) continuing to request facilities that are not listed as Conformant by the RMI to obtain an independent third-party audit. Supplier’s Compliance, Risk and Sustainability score is considered when identifying candidates for the Supplier of the Year award.	
 
 	•	 	Measure the overall performance improvement of the supply chain by tracking supplier performance against selected metrics, including data quality and completeness and the percentage of reported smelters and refiners that are Conformant, with the goal of identifying areas for further improvement and engagement with suppliers, the RMI and Assent.	
 
 	•	 	Assess opportunities to integrate additional risk data into our risk assessment process, such as through use of tools provided by the RMI, to further improve our risk assessment process.	
 
 	•	 	Assess opportunities to meaningfully advance the missions of organizations supporting on-the-ground projects that assist companies in sourcing transparently and responsibly from the DRC or that support artisanal and small-scale mining communities by improving market access and providing economic infrastructure development.	
Due Diligence Results
Survey Results
For the 2018 reporting year, Juniper received CMRTs from 96% of the Surveyed Suppliers. Though Juniper and Assent conducted outreach to request corrections to invalid data, three percent of the Surveyed Suppliers who submitted a CMRT did not correct the inaccuracies or gaps in the CMRT. Those CMRTs were therefore treated as invalid submissions.
Smelters and Refiners Potentially in Juniper’s Supply Chain
Based on our RCOI and due diligence, we identified 317 known smelters and refiners of 3TGs that may be in our supply chain in 2018, as compared to 321 in 2017. See Appendix A below for a list of these smelters and refiners, along with their Conformance status. Appendix A does not include the names of entities received through our due diligence process that, as of May 7, 2019, were not listed on the RMI’s list of known smelters and refiners.
A summary of the known smelters and refiners for each 3TG that may be in our supply chain and their RMAP Conformance status is provided below:
70% (106) of the known gold refiners that may be in our supply chain are listed as Conformant (102) or Active (4) (as defined on Appendix A).
100% (40) of the known tantalum smelters that may be in our supply chain are listed as Conformant.

90% (74) of the known tin smelters that may be in our supply chain are listed as Conformant (72) or Active (2).
93% (41) of the known tungsten smelters that may be in our supply chain are listed as Conformant (40) or Active (1).
Not all of the smelters and refiners listed on the CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since, as noted earlier in this Report, many of the Surveyed Suppliers reported their CMRT at a “company-level”. In addition, Surveyed Suppliers may have also reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from their suppliers or for other reasons. Finally, the smelters and refiners reflected in Appendix A may not include all of the smelters and refiners in Juniper’s supply chain, since 54% of the Surveyed Suppliers indicated that they received information regarding their supply chains from less than 75% of their suppliers, and therefore the Surveyed Suppliers may not have identified all smelters and refiners in their supply chains, and because 4% of the Surveyed Suppliers did not respond to Juniper’s inquiries.
As of the date of this Report and for the reporting period covered by this Report, we have not identified a supplier, smelter or refiner that we have reason to believe is sourcing 3TG contained in our in-scope products that is directly or indirectly financing or benefiting an armed group. However, we have not determined that any of our products are “DRC conflict-free.”
Country of Origin Information and Efforts to Determine Mine Location
The identified countries of origin of the 3TG processed by the Conformant smelters and refiners listed in the table in Appendix A may have included the countries in the categories listed below, as well as other countries. The listed countries of origin are derived from information made available by the RMI to its members. Except for the DRC, the RMI does not indicate individual countries of origin of the 3TG processed by Conformant smelters and refiners. Instead, the RMI indicates country of origin by category: L1, L2, and L3. The categories are based on sourcing risk, as indicated below.
L1—Countries that are not identified as conflict regions or plausible areas of smuggling or export of 3TG from the Covered Countries. Countries of origin include: Argentina, Armenia, Australia, Austria, Azerbaijan, Benin, Bolivia, Botswana, Brazil, Burkina Faso, Canada, Chile, China, Colombia, Cyprus, Dominican Republic, Ecuador, Egypt, Eritrea, Ethiopia, Finland, Georgia, Ghana, Guatemala, Guinea, Guyana, Honduras, India, Indonesia, Ivory Coast, Kazakhstan, Kyrgyzstan, Laos, Lebanon, Madagascar, Malaysia, Mali, Mauritania, Mauritius, Mexico, Mongolia, Morocco, Myanmar, Namibia, Nicaragua, Niger, Nigeria, Papua New Guinea, Peru, Philippines, Portugal, Puerto Rico, Russian Federation, Saudi Arabia, Senegal, Sierra Leone, Slovakia, Solomon Islands, Spain, Suriname, Swaziland, Sweden, Taiwan, Thailand, Togo, Turkey, United Kingdom of Great Britain and Northern Ireland, United States of America, Uruguay, Uzbekistan, Venezuela and Zimbabwe.
L2—Countries that are known or plausible countries for smuggling, export out of region or transit of materials containing 3TG. Countries of origin include: Kenya, Mozambique and South Africa.
L3—The DRC and its nine adjoining countries. Countries of origin include: Burundi, Democratic Republic of the Congo, Rwanda, Tanzania, Uganda and Zambia.
Alternatively, or in addition, some of the Conformant smelters and refiners did source or may have sourced from recycled or scrap sources.
Because the RMI generally does not indicate individual countries of origin of the 3TG processed by Conformant smelters and refiners, Juniper was not able to determine the countries of origin of the 3TG processed by the listed Conformant smelters and refiners with greater specificity. In addition, for some of the listed Conformant smelters and refiners, origin information is not disclosed by the RMI. Juniper did not determine the countries of origin of the 3TG processed by other smelters and refiners listed on Appendix A.
Juniper endeavored to determine the mine or location of origin of the necessary 3TG contained in its in-scope products by conducting a supply-chain survey with suppliers using the CMRT and through the information made available by the RMI to its members, as well as the other measures described in this Report.
Forward-Looking Disclaimer
This Report, including the section entitled “Future Steps to Mitigate Risk”, contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding our business, products and 3TG compliance efforts, including steps we intend to take to mitigate the risk that the 3TGs in our products benefit armed groups, and the industry’s 3TG-related compliance efforts. Words such as “expects,” “anticipates,” “targets,” “goals,” “projects,” “would,” “could,” “intends,” “plans,” “believes,” “seeks,” “estimates,” variations of such words, and similar expressions are intended to identify such forward-looking statements. Forward-looking statements by their nature address matters that are, to different degrees, uncertain, and these forward-looking statements are only predictions and are subject to risks, uncertainties, and assumptions that are difficult to predict. While forward-looking statements in this Report are based on reasonable expectations of our management at the time that they are made, you should not rely on them. Forward-looking statements are inherently subject to risks and uncertainties and actual results and outcomes may differ materially from the results and outcomes discussed in or anticipated by the forward-looking statements. Factors that could cause or contribute to such differences in results and outcomes include, without limitation, the risk that information reported to us by our direct suppliers or industry information used by us may be inaccurate; the risk that smelters or refiners may not participate in the RMAP; political and regulatory developments, whether in the Covered Countries, the United States or elsewhere; as well as risks discussed under the heading “Risk Factors” in our most recent Annual Report on 10-K or subsequent Quarterly Report on Form 10-Q and in other reports we file with the SEC. Readers are urged not to place undue reliance on these forward-looking statements, which speak only as of the date of this Report. We undertake no obligation to revise or update any forward-looking statements in order to reflect any event or circumstance that may arise after the date of this Report.

Appendix A
Smelters and Refiners List
The below table lists the known smelters or refiners that were identified by the Surveyed Suppliers through their CMRTs and that are, as of May 7, 2019, listed on the RMI’s list of known smelters and refiners. This list includes the Metal, Standard Smelter Name, Smelter Facility Location, Smelter ID, and RMI Audit Status. As indicated in the Report to which this Appendix is attached, this list has been created based on Surveyed Supplier responses. Not all of the smelters and refiners listed on CMRTs that we received may have processed the necessary 3TG contained in Juniper’s in-scope products, since many of the Surveyed Suppliers reported their CMRT at a “company-level”. In addition, this list may include reported smelters and refiners that were not in Juniper’s supply chain due to over-inclusiveness of the information received from Surveyed Suppliers or for other reasons. The smelters and refiners listed below may not include all of the smelters and refiners in Juniper’s supply chain, since 54% of the Surveyed Suppliers indicated that they received information regarding their supply chains from less than 75% of their suppliers and therefore the Surveyed Suppliers may not have identified all smelters or refiners in their supply chain, and because 4% of Surveyed Suppliers did not respond to Juniper’s inquiries. To address these gaps, Juniper intends to implement the actions discussed in the “Future Steps to Mitigate Risk” section.
 
*	RMI Audit Status is as of May 7, 2019. For purposes of this table, “Conformant” denotes that the smelter or refiner participates in and has been listed as “conformant” by the RMAP, including those indicated as “re-audit in progress,” and “Active” denotes that the smelter or refiner is a participant in the RMAP and has committed to undergo an RMAP assessment. “Not Enrolled” means that the smelter or refiner is listed on the Smelter Look-up tab of the CMRT but is not Conformant or Active. Smelter and refiner status reflected in this Appendix is based solely on information made publicly available by the RMI, without independent verification by Juniper.	

						
	Metal	  		Standard Smelter Name	 		Smelter Facility Location	 		Smelter ID	  		RMI Audit Status*	
						
Gold	  	Advanced Chemical Company	 	UNITED STATES	 	CID000015	  	Conformant		
						
Gold	  	Aida Chemical Industries Co., Ltd.	 	JAPAN	 	CID000019	  	Conformant		
						
Gold	  	Allgemeine Gold-und Silberscheideanstalt A.G.	 	GERMANY	 	CID000035	  	Conformant		
						
Gold	  	Almalyk Mining and Metallurgical Complex (AMMC)	 	UZBEKISTAN	 	CID000041	  	Conformant		
						
Gold	  	AngloGold Ashanti Córrego do Sítio Mineração	 	BRAZIL	 	CID000058	  	Conformant		
						
Gold	  	Argor-Heraeus S.A.	 	SWITZERLAND	 	CID000077	  	Conformant		
						
Gold	  	Asahi Pretec Corp.	 	JAPAN	 	CID000082	  	Conformant		
						
Gold	  	Asaka Riken Co., Ltd.	 	JAPAN	 	CID000090	  	Conformant		
						
Gold	  	Aurubis AG	 	GERMANY	 	CID000113	  	Conformant		
						
Gold	  	Bangko Sentral ng Pilipinas (Central Bank of the Philippines)	 	PHILIPPINES	 	CID000128	  	Conformant		
						
Gold	  	Boliden AB	 	SWEDEN	 	CID000157	  	Conformant		
						
Gold	  	C. Hafner GmbH + Co. KG	 	GERMANY	 	CID000176	  	Conformant		
						
Gold	  	CCR Refinery—Glencore Canada Corporation	 	CANADA	 	CID000185	  	Conformant		
						
Gold	  	Cendres + Métaux S.A.	 	SWITZERLAND	 	CID000189	  	Conformant		
						
Gold	  	Chimet S.p.A.	 	ITALY	 	CID000233	  	Conformant		
						
Gold	  	Daejin Indus Co., Ltd.	 	KOREA, REPUBLIC OF	 	CID000328	  	Conformant		
						
Gold	  	DSC (Do Sung Corporation)	 	KOREA, REPUBLIC OF	 	CID000359	  	Conformant		
						
Gold	  	DODUCO Contacts and Refining GmbH	 	GERMANY	 	CID000362	  	Conformant		
						
Gold	  	Dowa	 	JAPAN	 	CID000401	  	Conformant		
						
Gold	  	Eco-System Recycling Co., Ltd.	 	JAPAN	 	CID000425	  	Conformant		
						
Gold	  	OJSC Novosibirsk Refinery	 	RUSSIAN FEDERATION	 	CID000493	  	Conformant		
						
Gold	  	HeeSung	 	KOREA, REPUBLIC OF	 	CID000689	  	Conformant		
						
Gold	  	Heimerle + Meule GmbH	 	GERMANY	 	CID000694	  	Conformant		
						
Gold	  	Heraeus Metals Hong Kong Ltd.	 	CHINA	 	CID000707	  	Conformant		
						
Gold	  	Heraeus Precious Metals GmbH & Co. KG	 	GERMANY	 	CID000711	  	Conformant		

									
					
Gold	  	Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.	 	CHINA	 	CID000801	  	Conformant	
					
Gold	  	Ishifuku Metal Industry Co., Ltd.	 	JAPAN	 	CID000807	  	Conformant	
					
Gold	  	Istanbul Gold Refinery	 	TURKEY	 	CID000814	  	Conformant	
					
Gold	  	Japan Mint	 	JAPAN	 	CID000823	  	Conformant	
					
Gold	  	Jiangxi Copper Co., Ltd.	 	CHINA	 	CID000855	  	Conformant	
					
Gold	  	Asahi Refining USA Inc.	 	UNITED STATES	 	CID000920	  	Conformant	
					
Gold	  	Asahi Refining Canada Ltd.	 	CANADA	 	CID000924	  	Conformant	
					
Gold	  	JSC Uralelectromed	 	RUSSIAN FEDERATION	 	CID000929	  	Conformant	
					
Gold	  	JX Nippon Mining & Metals Co., Ltd.	 	JAPAN	 	CID000937	  	Conformant	
					
Gold	  	Kazzinc	 	KAZAKHSTAN	 	CID000957	  	Conformant	
					
Gold	  	Kennecott Utah Copper LLC	 	UNITED STATES	 	CID000969	  	Conformant	
					
Gold	  	Kojima Chemicals Co., Ltd.	 	JAPAN	 	CID000981	  	Conformant	
					
Gold	  	Kyrgyzaltyn JSC	 	KYRGYZSTAN	 	CID001029	  	Conformant	
					
Gold	  	LS-NIKKO Copper Inc.	 	KOREA, REPUBLIC OF	 	CID001078	  	Conformant	
					
Gold	  	Materion	 	UNITED STATES	 	CID001113	  	Conformant	
					
Gold	  	Matsuda Sangyo Co., Ltd.	 	JAPAN	 	CID001119	  	Conformant	
					
Gold	  	Metalor Technologies (Suzhou) Ltd.	 	CHINA	 	CID001147	  	Conformant	
					
Gold	  	Metalor Technologies (Hong Kong) Ltd.	 	CHINA	 	CID001149	  	Conformant	
					
Gold	  	Metalor Technologies (Singapore) Pte., Ltd.	 	SINGAPORE	 	CID001152	  	Conformant	
					
Gold	  	Metalor Technologies S.A.	 	SWITZERLAND	 	CID001153	  	Conformant	
					
Gold	  	Metalor USA Refining Corporation	 	UNITED STATES	 	CID001157	  	Conformant	
					
Gold	  	Metalúrgica Met-Mex Peñoles S.A. De C.V.	 	MEXICO	 	CID001161	  	Conformant	
					
Gold	  	Mitsubishi Materials Corporation	 	JAPAN	 	CID001188	  	Conformant	
					
Gold	  	Mitsui Mining and Smelting Co., Ltd.	 	JAPAN	 	CID001193	  	Conformant	
					
Gold	  	Moscow Special Alloys Processing Plant	 	RUSSIAN FEDERATION	 	CID001204	  	Conformant	
					
Gold	  	Nadir Metal Rafineri San. Ve Tic. A.Ş.	 	TURKEY	 	CID001220	  	Conformant	
					
Gold	  	Nihon Material Co., Ltd.	 	JAPAN	 	CID001259	  	Conformant	
					
Gold	  	Ohura Precious Metal Industry Co., Ltd.	 	JAPAN	 	CID001325	  	Conformant	
					
Gold	  	OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet)	 	RUSSIAN FEDERATION	 	CID001326	  	Conformant	
					
Gold	  	PAMP S.A.	 	SWITZERLAND	 	CID001352	  	Conformant	
					
Gold	  	Prioksky Plant of Non-Ferrous Metals	 	RUSSIAN FEDERATION	 	CID001386	  	Conformant	
					
Gold	  	PT Aneka Tambang (Persero) Tbk	 	INDONESIA	 	CID001397	  	Conformant	
					
Gold	  	PX Précinox S.A.	 	SWITZERLAND	 	CID001498	  	Conformant	
					
Gold	  	Rand Refinery (Pty) Ltd.	 	SOUTH AFRICA	 	CID001512	  	Conformant	
					
Gold	  	Royal Canadian Mint	 	CANADA	 	CID001534	  	Conformant	
					
Gold	  	SEMPSA Joyería Platería S.A.	 	SPAIN	 	CID001585	  	Conformant	
					
Gold	  	Shandong Zhaojin Gold & Silver Refinery Co., Ltd.	 	CHINA	 	CID001622	  	Conformant	
					
Gold	  	Sichuan Tianze Precious Metals Co., Ltd.	 	CHINA	 	CID001736	  	Conformant	
					
Gold	  	SOE Shyolkovsky Factory of Secondary Precious Metals	 	RUSSIAN FEDERATION	 	CID001756	  	Conformant	
					
Gold	  	Solar Applied Materials Technology Corp.	 	TAIWAN	 	CID001761	  	Conformant	
					
Gold	  	Sumitomo Metal Mining Co., Ltd.	 	JAPAN	 	CID001798	  	Conformant	

									
					
Gold	  	Tanaka Kikinzoku Kogyo K.K.	 	JAPAN	 	CID001875	  	Conformant	
					
Gold	  	The Refinery of Shandong Gold Mining Co., Ltd.	 	CHINA	 	CID001916	  	Conformant	
					
Gold	  	Tokuriki Honten Co., Ltd.	 	JAPAN	 	CID001938	  	Conformant	
					
Gold	  	Torecom	 	KOREA, REPUBLIC OF	 	CID001955	  	Conformant	
					
Gold	  	Umicore Brasil Ltda.	 	BRAZIL	 	CID001977	  	Conformant	
					
Gold	  	Umicore S.A. Business Unit Precious Metals Refining	 	BELGIUM	 	CID001980	  	Conformant	
					
Gold	  	United Precious Metal Refining, Inc.	 	UNITED STATES	 	CID001993	  	Conformant	
					
Gold	  	Valcambi S.A.	 	SWITZERLAND	 	CID002003	  	Conformant	
					
Gold	  	Western Australian Mint trading as The Perth Mint	 	AUSTRALIA	 	CID002030	  	Conformant	
					
Gold	  	Yamamoto Precious Metal Co., Ltd.	 	JAPAN	 	CID002100	  	Conformant	
					
Gold	  	Yokohama Metal Co., Ltd.	 	JAPAN	 	CID002129	  	Conformant	
					
Gold	  	Zhongyuan Gold Smelter of Zhongjin Gold Corporation	 	CHINA	 	CID002224	  	Conformant	
					
Gold	  	Gold Refinery of Zijin Mining Group Co., Ltd.	 	CHINA	 	CID002243	  	Conformant	
					
Gold	  	Umicore Precious Metals Thailand	 	THAILAND	 	CID002314	  	Conformant	
					
Gold	  	Geib Refining Corporation	 	UNITED STATES	 	CID002459	  	Conformant	
					
Gold	  	MMTC-PAMP India Pvt., Ltd.	 	INDIA	 	CID002509	  	Conformant	
					
Gold	  	Republic Metals Corporation	 	UNITED STATES	 	CID002510	  	Conformant	
					
Gold	  	Singway Technology Co., Ltd.	 	TAIWAN	 	CID002516	  	Conformant	
					
Gold	  	Al Etihad Gold LLC	 	UNITED ARAB EMIRATES	 	CID002560	  	Conformant	
					
Gold	  	Emirates Gold DMCC	 	UNITED ARAB EMIRATES	 	CID002561	  	Conformant	
					
Gold	  	T.C.A S.p.A	 	ITALY	 	CID002580	  	Conformant	
					
Gold	  	Remondis Argentia B.V.	 	NETHERLANDS	 	CID002582	  	Conformant	
					
Gold	  	Korea Zinc Co., Ltd.	 	KOREA, REPUBLIC OF	 	CID002605	  	Conformant	
					
Gold	  	Marsam Metals	 	BRAZIL	 	CID002606	  	Conformant	
					
Gold	  	SAAMP	 	FRANCE	 	CID002761	  	Conformant	
					
Gold	  	L’Orfebre S.A.	 	ANDORRA	 	CID002762	  	Conformant	
					
Gold	  	8853 S.p.A.	 	ITALY	 	CID002763	  	Conformant	
					
Gold	  	Italpreziosi	 	ITALY	 	CID002765	  	Conformant	
					
Gold	  	SAXONIA Edelmetalle GmbH	 	GERMANY	 	CID002777	  	Conformant	
					
Gold	  	WIELAND Edelmetalle GmbH	 	GERMANY	 	CID002778	  	Conformant	
					
Gold	  	Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH	 	AUSTRIA	 	CID002779	  	Conformant	
					
Gold	  	AU Traders and Refiners	 	SOUTH AFRICA	 	CID002850	  	Conformant	
					
Gold	  	SungEel HiTech	 	KOREA, REPUBLIC OF	 	CID002918	  	Conformant	
					
Gold	  	Planta Recuperadora de Metales SpA	 	CHILE	 	CID002919	  	Conformant	
					
Gold	  	Safimet S.p.A	 	ITALY	 	CID002973	  	Conformant	
					
Gold	  	DS PRETECH Co., Ltd.	 	KOREA, REPUBLIC OF	 	CID003195	  	Conformant	
					
Gold	  	Chugai Mining	 	JAPAN	 	CID000264	  	Active	
					
Gold	  	KGHM Polska Miedz Spolka Akcyjna	 	POLAND	 	CID002511	  	Active	
					
Gold	  	Bangalore Refinery	 	INDIA	 	CID002863	  	Active	
					
Gold	  	NH Recytech Company	 	KOREA, REPUBLIC OF	 	CID003189	  	Active	

									
					
Gold	  	Atasay Kuyumculuk Sanayi Ve Ticaret A.S.	 	TURKEY	 	CID000103	  	Not Enrolled	
					
Gold	  	Caridad	 	MEXICO	 	CID000180	  	Not Enrolled	
					
Gold	  	Yunnan Copper Industry Co., Ltd.	 	CHINA	 	CID000197	  	Not Enrolled	
					
Gold	  	Daye Non-Ferrous Metals Mining Ltd.	 	CHINA	 	CID000343	  	Not Enrolled	
					
Gold	  	Refinery of Seemine Gold Co., Ltd.	 	CHINA	 	CID000522	  	Not Enrolled	
					
Gold	  	Guoda Safina High-Tech Environmental Refinery Co., Ltd.	 	CHINA	 	CID000651	  	Not Enrolled	
					
Gold	  	Hangzhou Fuchunjiang Smelting Co., Ltd.	 	CHINA	 	CID000671	  	Not Enrolled	
					
Gold	  	Hunan Chenzhou Mining Co., Ltd.	 	CHINA	 	CID000767	  	Not Enrolled	
					
Gold	  	Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd.	 	CHINA	 	CID000773	  	Not Enrolled	
					
Gold	  	Hwasung CJ Co., Ltd.	 	KOREA, REPUBLIC OF	 	CID000778	  	Not Enrolled	
					
Gold	  	JSC Ekaterinburg Non-Ferrous Metal Processing Plant	 	RUSSIAN FEDERATION	 	CID000927	  	Not Enrolled	
					
Gold	  	Kazakhmys Smelting LLC	 	KAZAKHSTAN	 	CID000956	  	Not Enrolled	
					
Gold	  	L’azurde Company For Jewelry	 	SAUDI ARABIA	 	CID001032	  	Not Enrolled	
					
Gold	  	Lingbao Gold Co., Ltd.	 	CHINA	 	CID001056	  	Not Enrolled	
					
Gold	  	Lingbao Jinyuan Tonghui Refinery Co., Ltd.	 	CHINA	 	CID001058	  	Not Enrolled	
					
Gold	  	Luoyang Zijin Yinhui Gold Refinery Co., Ltd.	 	CHINA	 	CID001093	  	Not Enrolled	
					
Gold	  	Navoi Mining and Metallurgical Combinat	 	UZBEKISTAN	 	CID001236	  	Not Enrolled	
					
Gold	  	Penglai Penggang Gold Industry Co., Ltd.	 	CHINA	 	CID001362	  	Not Enrolled	
					
Gold	  	Sabin Metal Corp.	 	UNITED STATES	 	CID001546	  	Not Enrolled	
					
Gold	  	Samduck Precious Metals	 	KOREA, REPUBLIC OF	 	CID001555	  	Not Enrolled	
					
Gold	  	SAMWON Metals Corp.	 	KOREA, REPUBLIC OF	 	CID001562	  	Not Enrolled	
					
Gold	  	Shandong Tiancheng Biological Gold Industrial Co., Ltd.	 	CHINA	 	CID001619	  	Not Enrolled	
					
Gold	  	Great Wall Precious Metals Co., Ltd. of CBPM	 	CHINA	 	CID001909	  	Not Enrolled	
					
Gold	  	Tongling Nonferrous Metals Group Co., Ltd.	 	CHINA	 	CID001947	  	Not Enrolled	
					
Gold	  	Morris and Watson	 	NEW ZEALAND	 	CID002282	  	Not Enrolled	
					
Gold	  	SAFINA A.S.	 	CZECH REPUBLIC	 	CID002290	  	Not Enrolled	
					
Gold	  	Guangdong Jinding Gold Limited	 	CHINA	 	CID002312	  	Not Enrolled	
					
Gold	  	Fidelity Printers and Refiners Ltd.	 	ZIMBABWE	 	CID002515	  	Not Enrolled	
					
Gold	  	Shangdong Humon Smelting Co., Ltd.	 	CHINA	 	CID002525	  	Not Enrolled	
					
Gold	  	Kaloti Precious Metals	 	UNITED ARAB EMIRATES	 	CID002563	  	Not Enrolled	
					
Gold	  	Sudan Gold Refinery	 	SUDAN	 	CID002567	  	Not Enrolled	
					
Gold	  	Tony Goetz NV	 	BELGIUM	 	CID002587	  	Not Enrolled	
					
Gold	  	TOO Tau-Ken-Altyn	 	KAZAKHSTAN	 	CID002615	  	Not Enrolled	
					
Gold	  	Abington Reldan Metals, LLC	 	UNITED STATES	 	CID002708	  	Not Enrolled	
					
Gold	  	GCC Gujrat Gold Centre Pvt. Ltd.	 	INDIA	 	CID002852	  	Not Enrolled	
					
Gold	  	Sai Refinery	 	INDIA	 	CID002853	  	Not Enrolled	
					
Gold	  	Universal Precious Metals Refining Zambia	 	ZAMBIA	 	CID002854	  	Not Enrolled	
					
Gold	  	Modeltech Sdn Bhd	 	MALAYSIA	 	CID002857	  	Not Enrolled	
					
Gold	  	Kyshtym Copper-Electrolytic Plant ZAO	 	RUSSIAN FEDERATION	 	CID002865	  	Not Enrolled	
					
Gold	  	Morris and Watson Gold Coast	 	AUSTRALIA	 	CID002866	  	Not Enrolled	
					
Gold	  	Degussa Sonne / Mond Goldhandel GmbH	 	GERMANY	 	CID002867	  	Not Enrolled	

									
					
Gold	  	Pease & Curren	 	UNITED STATES	 	CID002872	  	Not Enrolled	
					
Gold	  	State Research Institute Center for Physical Sciences and Technology	 	LITHUANIA	 	CID003153	  	Not Enrolled	
					
Gold	  	African Gold Refinery	 	UGANDA	 	CID003185	  	Not Enrolled	
					
Gold	  	QG Refining, LLC	 	UNITED STATES OF AMERICA	 	CID003324	  	Not Enrolled	
					
Tantalum	  	Asaka Riken Co., Ltd.	 	JAPAN	 	CID000092	  	Conformant	
					
Tantalum	  	Changsha South Tantalum Niobium Co., Ltd.	 	CHINA	 	CID000211	  	Conformant	
					
Tantalum	  	Guangdong Rising Rare Metals-EO Materials Ltd.	 	CHINA	 	CID000291	  	Conformant	
					
Tantalum	  	Exotech Inc.	 	UNITED STATES	 	CID000456	  	Conformant	
					
Tantalum	  	F&X Electro-Materials Ltd.	 	CHINA	 	CID000460	  	Conformant	
					
Tantalum	  	Guangdong Zhiyuan New Material Co., Ltd.	 	CHINA	 	CID000616	  	Conformant	
					
Tantalum	  	JiuJiang JinXin Nonferrous Metals Co., Ltd.	 	CHINA	 	CID000914	  	Conformant	
					
Tantalum	  	Jiujiang Tanbre Co., Ltd.	 	CHINA	 	CID000917	  	Conformant	
					
Tantalum	  	LSM Brasil S.A.	 	BRAZIL	 	CID001076	  	Conformant	
					
Tantalum	  	Metallurgical Products India Pvt., Ltd.	 	INDIA	 	CID001163	  	Conformant	
					
Tantalum	  	Mineracao Taboca S.A.	 	BRAZIL	 	CID001175	  	Conformant	
					
Tantalum	  	Mitsui Mining and Smelting Co., Ltd.	 	JAPAN	 	CID001192	  	Conformant	
					
Tantalum	  	NPM Silmet AS	 	ESTONIA	 	CID001200	  	Conformant	
					
Tantalum	  	Ningxia Orient Tantalum Industry Co., Ltd.	 	CHINA	 	CID001277	  	Conformant	
					
Tantalum	  	QuantumClean	 	UNITED STATES	 	CID001508	  	Conformant	
					
Tantalum	  	RFH Tantalum Smeltry Co., Ltd.	 	CHINA	 	CID001522	  	Conformant	
					
Tantalum	  	Solikamsk Magnesium Works OAO	 	RUSSIAN FEDERATION	 	CID001769	  	Conformant	
					
Tantalum	  	Taki Chemicals	 	JAPAN	 	CID001869	  	Conformant	
					
Tantalum	  	Telex Metals	 	UNITED STATES	 	CID001891	  	Conformant	
					
Tantalum	  	Ulba Metallurgical Plant JSC	 	KAZAKHSTAN	 	CID001969	  	Conformant	
					
Tantalum	  	Hengyang King Xing Lifeng New Materials Co., Ltd.	 	CHINA	 	CID002492	  	Conformant	
					
Tantalum	  	D Block Metals, LLC	 	UNITED STATES	 	CID002504	  	Conformant	
					
Tantalum	  	FIR Metals & Resource Ltd.	 	CHINA	 	CID002505	  	Conformant	
					
Tantalum	  	Jiujiang Zhongao Tantalum & Niobium Co., Ltd.	 	CHINA	 	CID002506	  	Conformant	
					
Tantalum	  	XinXing HaoRong Electronic Material Co., Ltd.	 	CHINA	 	CID002508	  	Conformant	
					
Tantalum	  	Jiangxi Dinghai Tantalum & Niobium Co., Ltd.	 	CHINA	 	CID002512	  	Conformant	
					
Tantalum	  	KEMET Blue Metals	 	MEXICO	 	CID002539	  	Conformant	
					
Tantalum	  	H.C. Starck Co., Ltd.	 	THAILAND	 	CID002544	  	Conformant	
					
Tantalum	  	H.C. Starck Tantalum and Niobium GmbH	 	GERMANY	 	CID002545	  	Conformant	
					
Tantalum	  	H.C. Starck Hermsdorf GmbH	 	GERMANY	 	CID002547	  	Conformant	
					
Tantalum	  	H.C. Starck Inc.	 	UNITED STATES	 	CID002548	  	Conformant	
					
Tantalum	  	H.C. Starck Ltd.	 	JAPAN	 	CID002549	  	Conformant	
					
Tantalum	  	H.C. Starck Smelting GmbH & Co. KG	 	GERMANY	 	CID002550	  	Conformant	
					
Tantalum	  	Global Advanced Metals Boyertown	 	UNITED STATES	 	CID002557	  	Conformant	
					
Tantalum	  	Global Advanced Metals Aizu	 	JAPAN	 	CID002558	  	Conformant	
					
Tantalum	  	KEMET Blue Powder	 	UNITED STATES	 	CID002568	  	Conformant	
					
Tantalum	  	Resind Industria e Comercio Ltda.	 	BRAZIL	 	CID002707	  	Conformant	

									
					
Tantalum	  	Jiangxi Tuohong New Raw Material	 	CHINA	 	CID002842	  	Conformant	
					
Tantalum	  	Power Resources Ltd.	 	MACEDONIA	 	CID002847	  	Conformant	
					
Tantalum	  	Jiujiang Janny New Material Co., Ltd.	 	CHINA	 	CID003191	  	Conformant	
					
Tin	  	Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.	 	CHINA	 	CID000228	  	Conformant	
					
Tin	  	Alpha	 	UNITED STATES	 	CID000292	  	Conformant	
					
Tin	  	CV Gita Pesona	 	INDONESIA	 	CID000306	  	Conformant	
					
Tin	  	PT Aries Kencana Sejahtera	 	INDONESIA	 	CID000309	  	Conformant	
					
Tin	  	PT Premium Tin Indonesia	 	INDONESIA	 	CID000313	  	Conformant	
					
Tin	  	CV United Smelting	 	INDONESIA	 	CID000315	  	Conformant	
					
Tin	  	Dowa	 	JAPAN	 	CID000402	  	Conformant	
					
Tin	  	EM Vinto	 	BOLIVIA	 	CID000438	  	Conformant	
					
Tin	  	Fenix Metals	 	POLAND	 	CID000468	  	Conformant	
					
Tin	  	Gejiu Non-Ferrous Metal Processing Co., Ltd.	 	CHINA	 	CID000538	  	Conformant	
					
Tin	  	Gejiu Zili Mining And Metallurgy Co., Ltd.	 	CHINA	 	CID000555	  	Conformant	
					
Tin	  	Huichang Jinshunda Tin Co., Ltd.	 	CHINA	 	CID000760	  	Conformant	
					
Tin	  	Gejiu Kai Meng Industry and Trade LLC	 	CHINA	 	CID000942	  	Conformant	
					
Tin	  	China Tin Group Co., Ltd.	 	CHINA	 	CID001070	  	Conformant	
					
Tin	  	Malaysia Smelting Corporation (MSC)	 	MALAYSIA	 	CID001105	  	Conformant	
					
Tin	  	Metallic Resources, Inc.	 	UNITED STATES	 	CID001142	  	Conformant	
					
Tin	  	Mineracao Taboca S.A.	 	BRAZIL	 	CID001173	  	Conformant	
					
Tin	  	Minsur	 	PERU	 	CID001182	  	Conformant	
					
Tin	  	Mitsubishi Materials Corporation	 	JAPAN	 	CID001191	  	Conformant	
					
Tin	  	Jiangxi New Nanshan Technology Ltd.	 	CHINA	 	CID001231	  	Conformant	
					
Tin	  	O.M. Manufacturing (Thailand) Co., Ltd.	 	THAILAND	 	CID001314	  	Conformant	
					
Tin	  	Operaciones Metalurgical S.A.	 	BOLIVIA	 	CID001337	  	Conformant	
					
Tin	  	PT Artha Cipta Langgeng	 	INDONESIA	 	CID001399	  	Conformant	
					
Tin	  	PT Babel Inti Perkasa	 	INDONESIA	 	CID001402	  	Conformant	
					
Tin	  	PT Babel Surya Alam Lestari	 	INDONESIA	 	CID001406	  	Conformant	
					
Tin	  	PT Bangka Tin Industry	 	INDONESIA	 	CID001419	  	Conformant	
					
Tin	  	PT Belitung Industri Sejahtera	 	INDONESIA	 	CID001421	  	Conformant	
					
Tin	  	PT Bukit Timah	 	INDONESIA	 	CID001428	  	Conformant	
					
Tin	  	PT DS Jaya Abadi	 	INDONESIA	 	CID001434	  	Conformant	
					
Tin	  	PT Karimun Mining	 	INDONESIA	 	CID001448	  	Conformant	
					
Tin	  	PT Mitra Stania Prima	 	INDONESIA	 	CID001453	  	Conformant	
					
Tin	  	PT Panca Mega Persada	 	INDONESIA	 	CID001457	  	Conformant	
					
Tin	  	PT Prima Timah Utama	 	INDONESIA	 	CID001458	  	Conformant	
					
Tin	  	PT Refined Bangka Tin	 	INDONESIA	 	CID001460	  	Conformant	
					
Tin	  	PT Sariwiguna Binasentosa	 	INDONESIA	 	CID001463	  	Conformant	
					
Tin	  	PT Stanindo Inti Perkasa	 	INDONESIA	 	CID001468	  	Conformant	
					
Tin	  	PT Sumber Jaya Indah	 	INDONESIA	 	CID001471	  	Conformant	
					
Tin	  	PT Timah (Persero) Tbk Kundur	 	INDONESIA	 	CID001477	  	Conformant	

									
					
Tin	  	PT Timah (Persero) Tbk Mentok	 	INDONESIA	 	CID001482	  	Conformant	
					
Tin	  	PT Tinindo Inter Nusa	 	INDONESIA	 	CID001490	  	Conformant	
					
Tin	  	PT Tommy Utama	 	INDONESIA	 	CID001493	  	Conformant	
					
Tin	  	Rui Da Hung	 	TAIWAN	 	CID001539	  	Conformant	
					
Tin	  	Soft Metais Ltda.	 	BRAZIL	 	CID001758	  	Conformant	
					
Tin	  	Thaisarco	 	THAILAND	 	CID001898	  	Conformant	
					
Tin	  	Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.	 	CHINA	 	CID001908	  	Conformant	
					
Tin	  	White Solder Metalurgia e Mineração Ltda.	 	BRAZIL	 	CID002036	  	Conformant	
					
Tin	  	Yunnan Chengfeng Non-ferrous Metals Co., Ltd.	 	CHINA	 	CID002158	  	Conformant	
					
Tin	  	Yunnan Tin Company Limited	 	CHINA	 	CID002180	  	Conformant	
					
Tin	  	CV Venus Inti Perkasa	 	INDONESIA	 	CID002455	  	Conformant	
					
Tin	  	Magnu’s Minerais Metais e Ligas Ltda.	 	BRAZIL	 	CID002468	  	Conformant	
					
Tin	  	PT Tirus Putra Mandiri	 	INDONESIA	 	CID002478	  	Conformant	
					
Tin	  	Melt Metais e Ligas S.A.	 	BRAZIL	 	CID002500	  	Conformant	
					
Tin	  	PT ATD Makmur Mandiri Jaya	 	INDONESIA	 	CID002503	  	Conformant	
					
Tin	  	O.M. Manufacturing Philippines, Inc.	 	PHILIPPINES	 	CID002517	  	Conformant	
					
Tin	  	PT Inti Stania Prima	 	INDONESIA	 	CID002530	  	Conformant	
					
Tin	  	CV Ayi Jaya	 	INDONESIA	 	CID002570	  	Conformant	
					
Tin	  	CV Dua Sekawan	 	INDONESIA	 	CID002592	  	Conformant	
					
Tin	  	CV Tiga Sekawan	 	INDONESIA	 	CID002593	  	Conformant	
					
Tin	  	Resind Industria e Comercio Ltda.	 	BRAZIL	 	CID002706	  	Conformant	
					
Tin	  	Metallo Belgium N.V.	 	BELGIUM	 	CID002773	  	Conformant	
					
Tin	  	Metallo Spain S.L.U.	 	SPAIN	 	CID002774	  	Conformant	
					
Tin	  	PT Bangka Prima Tin	 	INDONESIA	 	CID002776	  	Conformant	
					
Tin	  	PT Sukses Inti Makmur	 	INDONESIA	 	CID002816	  	Conformant	
					
Tin	  	PT Kijang Jaya Mandiri	 	INDONESIA	 	CID002829	  	Conformant	
					
Tin	  	PT Menara Cipta Mulia	 	INDONESIA	 	CID002835	  	Conformant	
					
Tin	  	Gejiu Fengming Metallurgy Chemical Plant	 	CHINA	 	CID002848	  	Conformant	
					
Tin	  	Guanyang Guida Nonferrous Metal Smelting Plant	 	CHINA	 	CID002849	  	Conformant	
					
Tin	  	Modeltech Sdn Bhd	 	MALAYSIA	 	CID002858	  	Conformant	
					
Tin	  	Guangdong Hanhe Non-ferrous Metal Limited Company	 	CHINA	 	CID003116	  	Conformant	
					
Tin	  	Chifeng Dajingzi Tin Industry Co., Ltd.	 	CHINA	 	CID003190	  	Conformant	
					
Tin	  	PT Bangka Serumpun	 	INDONESIA	 	CID003205	  	Conformant	
					
Tin	  	Tin Technology & Refining	 	UNITED STATES OF AMERICA	 	CID003325	  	Conformant	
					
Tin	  	Dongguan CiEXPO Environmental Engineering Co., Ltd.	 	CHINA	 	CID003356	  	Active	
					
Tin	  	PT Rajawali Rimba Perkasa	 	INDONESIA	 	CID003381	  	Active	
					
Tin	  	Estanho de Rondônia S.A.	 	BRAZIL	 	CID000448	  	Not Enrolled	
					
Tin	  	Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company	 	VIETNAM	 	CID002572	  	Not Enrolled	
					
Tin	  	Nghe Tinh Non-Ferrous Metals Joint Stock Company	 	VIETNAM	 	CID002573	  	Not Enrolled	
					
Tin	  	Tuyen Quang Non-Ferrous Metals Joint Stock Company	 	VIETNAM	 	CID002574	  	Not Enrolled	
					
Tin	  	An Vinh Joint Stock Mineral Processing Company	 	VIETNAM	 	CID002703	  	Not Enrolled	

									
					
Tin	  	Super Ligas	 	BRAZIL	 	CID002756	  	Not Enrolled	
					
Tin	  	HuiChang Hill Tin Industry Co., Ltd.	 	CHINA	 	CID002844	  	Not Enrolled	
					
Tin	  	Pongpipat Company Limited	 	MYANMAR	 	CID003208	  	Not Enrolled	
					
Tungsten	  	A.L.M.T. TUNGSTEN Corp.	 	JAPAN	 	CID000004	  	Conformant	
					
Tungsten	  	Kennametal Huntsville	 	UNITED STATES	 	CID000105	  	Conformant	
					
Tungsten	  	Guangdong Xianglu Tungsten Co., Ltd.	 	CHINA	 	CID000218	  	Conformant	
					
Tungsten	  	Chongyi Zhangyuan Tungsten Co., Ltd.	 	CHINA	 	CID000258	  	Conformant	
					
Tungsten	  	Fujian Jinxin Tungsten Co., Ltd.	 	CHINA	 	CID000499	  	Conformant	
					
Tungsten	  	Global Tungsten & Powders Corp.	 	UNITED STATES	 	CID000568	  	Conformant	
					
Tungsten	  	Hunan Chenzhou Mining Co., Ltd.	 	CHINA	 	CID000766	  	Conformant	
					
Tungsten	  	Hunan Chunchang Nonferrous Metals Co., Ltd.	 	CHINA	 	CID000769	  	Conformant	
					
Tungsten	  	Japan New Metals Co., Ltd.	 	JAPAN	 	CID000825	  	Conformant	
					
Tungsten	  	Ganzhou Huaxing Tungsten Products Co., Ltd.	 	CHINA	 	CID000875	  	Conformant	
					
Tungsten	  	Kennametal Fallon	 	UNITED STATES	 	CID000966	  	Conformant	
					
Tungsten	  	Tejing (Vietnam) Tungsten Co., Ltd.	 	VIETNAM	 	CID001889	  	Conformant	
					
Tungsten	  	Wolfram Bergbau und Hütten AG	 	AUSTRIA	 	CID002044	  	Conformant	
					
Tungsten	  	Xiamen Tungsten Co., Ltd.	 	CHINA	 	CID002082	  	Conformant	
					
Tungsten	  	Xinhai Rendan Shaoguan Tungsten Co., Ltd.	 	CHINA	 	CID002095	  	Conformant	
					
Tungsten	  	Ganzhou Jiangwu Ferrotungsten Co., Ltd.	 	CHINA	 	CID002315	  	Conformant	
					
Tungsten	  	Jiangxi Yaosheng Tungsten Co., Ltd.	 	CHINA	 	CID002316	  	Conformant	
					
Tungsten	  	Jiangxi Xinsheng Tungsten Industry Co., Ltd.	 	CHINA	 	CID002317	  	Conformant	
					
Tungsten	  	Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.	 	CHINA	 	CID002318	  	Conformant	
					
Tungsten	  	Malipo Haiyu Tungsten Co., Ltd.	 	CHINA	 	CID002319	  	Conformant	
					
Tungsten	  	Xiamen Tungsten (H.C.) Co., Ltd.	 	CHINA	 	CID002320	  	Conformant	
					
Tungsten	  	Jiangxi Gan Bei Tungsten Co., Ltd.	 	CHINA	 	CID002321	  	Conformant	
					
Tungsten	  	Ganzhou Seadragon W & Mo Co., Ltd.	 	CHINA	 	CID002494	  	Conformant	
					
Tungsten	  	Asia Tungsten Products Vietnam Ltd.	 	VIETNAM	 	CID002502	  	Conformant	
					
Tungsten	  	Chenzhou Diamond Tungsten Products Co., Ltd.	 	CHINA	 	CID002513	  	Conformant	
					
Tungsten	  	H.C. Starck Tungsten GmbH	 	GERMANY	 	CID002541	  	Conformant	
					
Tungsten	  	H.C. Starck Smelting GmbH & Co.KG	 	GERMANY	 	CID002542	  	Conformant	
					
Tungsten	  	Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC	 	VIETNAM	 	CID002543	  	Conformant	
					
Tungsten	  	Jiangwu H.C. Starck Tungsten Products Co., Ltd.	 	CHINA	 	CID002551	  	Conformant	
					
Tungsten	  	Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji	 	CHINA	 	CID002579	  	Conformant	
					
Tungsten	  	Niagara Refining LLC	 	UNITED STATES	 	CID002589	  	Conformant	
					
Tungsten	  	Ganzhou Haichuang Tungsten Co., Ltd.	 	CHINA	 	CID002645	  	Conformant	
					
Tungsten	  	Hydrometallurg, JSC	 	RUSSIAN FEDERATION	 	CID002649	  	Conformant	
					
Tungsten	  	Unecha Refractory metals plant	 	RUSSIAN FEDERATION	 	CID002724	  	Conformant	
					
Tungsten	  	South-East Nonferrous Metal Company Limited of Hengyang City	 	CHINA	 	CID002815	  	Conformant	
					
Tungsten	  	Philippine Chuangxin Industrial Co., Inc.	 	PHILIPPINES	 	CID002827	  	Conformant	
					
Tungsten	  	Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.	 	CHINA	 	CID002830	  	Conformant	
					
Tungsten	  	ACL Metais Eireli	 	BRAZIL	 	CID002833	  	Conformant	

									
					
Tungsten	  	Woltech Korea Co., Ltd.	 	KOREA, REPUBLIC OF	 	CID002843	  	Conformant	
					
Tungsten	  	Moliren Ltd	 	RUSSIAN FEDERATION	 	CID002845	  	Conformant	
					
Tungsten	  	Hunan Litian Tungsten Industry Co., Ltd.	 	CHINA	 	CID003182	  	Active	
					
Tungsten	  	Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.	 	CHINA	 	CID002313	  	Not Enrolled	
					
Tungsten	  	Ganzhou Yatai Tungsten Co., Ltd.	 	CHINA	 	CID002536	  	Not Enrolled	
					
Tungsten	  	Jiangxi Dayu Longxintai Tungsten Co., Ltd.	 	CHINA	 	CID002647	  	Not Enrolled