FORM 3
| Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * Sami Sabir |
2. Date of Event Requiring Statement (MM/DD/YYYY)
| 3. Issuer Name and Ticker or Trading Symbol YUM BRANDS INC [YUM] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) Chief Executive Officer - KFC / | ||
| 5. If Amendment, Date Original Filed(MM/DD/YYYY) | 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person | |
Table I - Non-Derivative Securities Beneficially Owned | |||
| 1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
| Common Stock | 6162 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
| 1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Restricted Stock Units | (1) | 11/12/2025 | Common Stock | 8012.82 | (2) | D | |
| Stock Appreciation Right | 2/5/2017 | 2/5/2026 | Common Stock | 3440 | $49.66 | D | |
| Stock Appreciation Right | 2/10/2018 | 2/10/2027 | Common Stock | 11582 | $68.00 | D | |
| Stock Appreciation Right | 2/12/2019 | 2/12/2028 (3) | Common Stock | 9075 | $78.07 | D | |
| Stock Appreciation Right | 2/11/2020 (3) | 2/11/2029 | Common Stock | 13656 | $93.26 | D | |
| Employee Stock Option (Right to Buy) | 2/10/2021 (3) | 2/10/2030 | Common Stock | 12218 | $102.87 | D | |
| Employee Stock Option (Right to Buy) | 11/13/2021 | 11/13/2030 | Common Stock | 13040 | $102.87 | D | |
| Employee Stock Option (Right to Buy) | 1/7/2022 | 1/7/2022 | Common Stock | 2349 | $103.36 | D | |
| Employee Stock Option (Right to Buy) | 2/10/2018 (4) | 2/10/2027 | Common Stock | 5830 | $68.00 | D | |
| Reporting Owners | |||||
| Reporting Owner Name / Address | |||||
| Director | 10% Owner | Officer | Other | ||
| Sami Sabir 1441 GARDINER LANE LOUISVILLE, KY 40213 | Chief Executive Officer - KFC | ||||
| Signatures | ||
| /s/ M. Gayle Hobson, POA | 1/7/2022 | |
| **Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |