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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
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2. Issuer Name
and
Ticker or Trading Symbol
YUM BRANDS INC [ YUM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) COO |
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YUM BRANDS, INC., 1441 GARDINER LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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LOUISVILLE, KY 40213 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 2/4/2005 | 2/4/2005 | M | 25661.00 (1) | A | $13.625 | 25663.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 121.00 (1) | D | $45.62 | 25542.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 925.00 (1) | D | $45.63 | 24617.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 1065.00 (1) | D | $45.64 | 23552.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 2453.00 (1) | D | $45.65 | 21099.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 2111.00 (1) | D | $45.66 | 18988.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 844.00 (1) | D | $45.67 | 18144.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 563.00 (1) | D | $45.68 | 17581.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 10835.00 (1) | D | $45.69 | 6746.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 362.00 (1) | D | $45.70 | 6384.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 141.00 (1) | D | $45.71 | 6243.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 60.00 (1) | D | $45.72 | 6183.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 40.00 (1) | D | $45.73 | 6143.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 663.00 (1) | D | $45.74 | 5480.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 643.00 (1) | D | $45.75 | 4837.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 925.00 (1) | D | $45.76 | 3912.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 885.00 (1) | D | $45.77 | 3027.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 322.00 (1) | D | $45.78 | 2705.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 643.00 (1) | D | $45.79 | 2062.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 80.00 (1) | D | $45.80 | 1982.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 261.00 (1) | D | $45.82 | 1721.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 543.00 (1) | D | $45.83 | 1178.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 322.00 (1) | D | $45.84 | 856.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 113.00 (1) | D | $45.87 | 743.00 | D | ||
| Common Stock | 2/4/2005 | 2/4/2005 | S | 241.00 (1) | D | $45.88 | 502.00 | D | ||
| Common Stock | 11610.66 | I | By 401K Plan Trust | |||||||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $13.625 | 2/4/2005 | 2/4/2005 | M | 25661.00 (1) | 1/20/2002 | 1/20/2008 | Common Stock | 25661.00 | $13.625 | 47289.00 | D | |||
| Explanation of Responses: | |
| (1) | Shares exercised and sold pursuant to SEC 10b5-1 plan. |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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DENO DAVID
YUM BRANDS, INC. 1441 GARDINER LANE LOUISVILLE, KY 40213 |
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COO |
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Signatures
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| David Deno | 5/2/2005 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |