|
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
|
|
|
|
|
1. Name and Address of Reporting Person
*
|
2. Issuer Name
and
Ticker or Trading Symbol
YUM BRANDS INC [ YUM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
|
1441 GARDINER LANE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
|
LOUISVILLE, KY 40213 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
|
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 11/8/2005 | 11/8/2005 | M | 25000.00 (1) | A | $15.8164 | 304098.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 37.00 (1) | D | $50.92 | 304061.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 11.00 (1) | D | $50.89 | 304050.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 49.00 (1) | D | $50.88 | 304001.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 49.00 (1) | D | $50.86 | 303952.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 12.00 (1) | D | $50.85 | 303940.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 256.00 (1) | D | $50.84 | 303684.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 219.00 (1) | D | $50.83 | 303465.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 135.00 (1) | D | $50.82 | 303330.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 110.00 (1) | D | $50.81 | 303220.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 293.00 (1) | D | $50.80 | 302927.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 196.00 (1) | D | $50.79 | 302731.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 146.00 (1) | D | $50.78 | 302585.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 135.00 (1) | D | $50.77 | 302450.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 415.00 (1) | D | $50.76 | 302035.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 1854.00 (1) | D | $50.75 | 300181.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 1122.00 (1) | D | $50.74 | 299059.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 695.00 (1) | D | $50.73 | 298364.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 2695.00 (1) | D | $50.72 | 295669.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 1976.00 (1) | D | $50.71 | 293693.00 | D | ||
| Common Stock | 11/8/2005 | 11/8/2005 | S | 1573.00 (1) | D | $50.70 | 292120.00 | D | ||
| Common Stock | 35000.00 | I | By wife | |||||||
|
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
|
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Employee Stock Option (right to buy) | $15.8164 | 11/8/2005 | 11/8/2005 | M | 25000.00 (1) | 11/3/2001 | 11/3/2007 | Common Stock | 25000.00 | $15.8164 | 310000.00 | D | |||
| Explanation of Responses: | |
| (1) | Shares exercised and sold pursuant to SEC 10b5-1 plan. |
|
Reporting Owners
|
|||||
| Reporting Owner Name / Address |
|
||||
| Director | 10% Owner | Officer | Other | ||
|
PEARSON ANDRALL
1441 GARDINER LANE LOUISVILLE, KY 40213 |
X |
|
|
|
|
|
Signatures
|
||
| Andrall E. Pearson | 11/9/2005 | |
| ** Signature of Reporting Person |
Date
|
|
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |