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FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * su Jingshyh S |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol YUM BRANDS INC [YUM] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) President - Greater China / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Employee Stock Option (right to buy) | 1/25/2000 | 1/25/2006 | Common Stock | 96420.00 | $11.4085 | D | |
| Employee Stock Option (right to buy) | 4/1/2000 | 1/25/2006 | Common Stock | 30584.00 | $12.27 | D | |
| Employee Stock Option (right to buy) | 6/30/1999 | 6/30/2005 | Common Stock | 1540.00 | $8.90 | D | |
| Employee Stock Option (right to buy) | 7/1/2000 | 6/30/2006 | Common Stock | 1576.00 | $13.74 | D | |
| Employee Stock Option (right to buy) | 1/20/2002 | 1/20/2008 | Common Stock | 110092.00 | $13.625 | D | |
| Employee Stock Option (right to buy) | 1/21/2003 | 1/21/2009 | Common Stock | 72390.00 | $23.4844 | D | |
| Employee Stock Option (right to buy) | 1/27/2004 | 1/27/2010 | Common Stock | 112282.00 | $15.14 | D | |
| Employee Stock Option (right to buy) | 1/25/2002 (1) | 1/25/2011 | Common Stock | 71504.00 | $16.7825 | D | |
| Employee Stock Option | 12/31/2002 (2) | 12/31/2011 | Common Stock | 48162.00 | $24.4075 | D | |
| Phantom Stock | (3) | (4) | Common Stock | 28119.00 | (5) | D | |
| Employee Stock Option (right to buy) | 1/23/2004 (6) | 1/23/2013 | Common Stock | 49475.00 | $24.3250 | D | |
| Employee Stock Option (right-to-buy) | 1/27/2005 (7) | 1/27/2014 | Common Stock | 58594.00 | $34.46 | D | |
| Stock Option Right to Buy | 1/24/2006 | 1/24/2012 | Common Stock | 37658.00 | $26.555 | D | |
| Stock Option Right to Buy | 1/27/2008 | 1/27/2014 | Common Stock | 29020.00 | $34.46 | D | |
| Phantom Stock | (8) | (4) | Common Stock | 26090.37 | (5) | D | |
| Employee Stock Option (right to buy) | 1/1/2001 | 1/25/2006 | Common Stock | 58616.00 | $11.5174 | D | |
| Employee Stock Option (right to buy) | 9/30/2006 | 9/30/2002 | Common Stock | 36089.00 | $27.71 | D | |
| Stock Option (Right to Buy) | 1/28/2006 (9) | 1/28/2015 | Common Stock | 65039.00 | $45.06 | D | |
| Phantom Stock | (10) | (4) | Common Stock | 25466.05 | (5) | D | |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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su Jingshyh S
ONE INTERNATIONAL FINANCE CENTER CENTRAL CENTRAL HONG KONG |
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President - Greater China |
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Signatures
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| Jingshyh S. Su | 2/1/2005 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |