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FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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| 1. Name and Address of Reporting Person * Eaton Roger G. |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol YUM BRANDS INC [YUM] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) Chief Op and Dev Officer / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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| Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
| Employee Stock Option (right to buy) | 1/25/2005 | 1/25/2011 | Common Stock | 43796.00 | $8.3913 | D | |
| Employee Stock Option | 12/31/2005 | 12/31/2011 | Common Stock | 59000.00 | $12.2038 | D | |
| Phantom Stock | (1) | (2) | Common Stock | 1699.57 | (3) | D | |
| Phantom Stock | (4) | (2) | Common Stock | 3085.77 | (3) | D | |
| Employee Stock Option (right to buy) | 1/23/2007 | 1/23/2013 | Common Stock | 60608.00 | $12.1625 | D | |
| Employee Stock Option (right-to-buy) | 1/27/2008 | 1/27/2014 | Common Stock | 29020.00 | $17.23 | D | |
| Stock Option Right to Buy | 1/27/2008 | 1/27/2014 | Common Stock | 53028.00 | $17.23 | D | |
| Phantom Stock | (4) | (2) | Common Stock | 12048.99 | (3) | D | |
| Stock Option (Right to Buy) | (5) | 1/28/2015 | Common Stock | 35990.00 | $22.53 | D | |
| Phantom Stock | (4) | (2) | Common Stock | 14446.83 | (3) | D | |
| YUM Stock Appreciation Right | (6) | 1/26/2016 | Common Stock | 33152.00 | $24.4675 | D | |
| Phantom Stock | (4) | (2) | Common Stock | 12241.63 | (3) | D | |
| Yum Stock Appreciation Right | 1/26/2010 | 1/26/2016 | Common Stock | 20720.00 | $24.4675 | D | |
| Stock Appreciation Right | (7) | 1/19/2017 | Common Stock | 49844.00 | $29.6100 | D | |
| Phantom Stock | (8) | (2) | Common Stock | 11928.36 | (3) | D | |
| YUM Stock Appreciation Right | (9) | 1/24/2018 | Common Stock | 80314.00 | $37.30 | D | |
| Phantom Stock | (10) | (2) | Common Stock | 19965.62 | (3) | D | |
| YUM Stock Appreciation Right | 1/24/2013 | 1/24/2018 | Common Stock | 133856.00 | $37.30 | D | |
| Phantom Stock | (10) | (2) | Common Stock | 28.12 | (3) | D | |
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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Eaton Roger G.
1441 GARDINER LANE LOUISVILLE, KY 40213 |
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Chief Op and Dev Officer |
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Signatures
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| Roger G. Eaton | 4/4/2008 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |