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FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
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2. Issuer Name
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Ticker or Trading Symbol
TIMKEN CO [ TKR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__ X __ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Chairman of the Board |
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1835 DUEBER AVENUE, S.W. |
3. Date of Earliest Transaction
(MM/DD/YYYY)
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CANTON, OH 44706 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Common Stock | 1/31/2011 | M | 24000 | A | $24.14 | 176156 | D | |||
| Common Stock | 1/31/2011 | F | 16916 | D | $48.52 | 159240 | D | |||
| Common Stock | 1/31/2011 | M | 35000 | A | $17.56 | 194240 | D | |||
| Common Stock | 1/31/2011 | F | 19988 | D | $48.55 | 174252 | D | |||
| Common Stock | 1/31/2011 | M | 10000 | A | $25.40 | 184252. | D | |||
| Common Stock | 1/31/2011 | F | 7201 | D | $48.52 | 177051 | D | |||
| Common Stock | 1/31/2011 | M | 41150 | A | $14.74 | 218201 | D | |||
| Common Stock | 1/31/2011 | F | 24319 | D | $48.52 | 193882. | D | |||
| Common Stock | 67049 | I | By Self as Manager of LLC (1) | |||||||
| Common Stock | 16987 | I | Savings Inv. Plan | |||||||
| Common Stock | 2810 | I | By Spouse (2) | |||||||
| Common Stock | 11955 | I | By Child | |||||||
| Common Stock | 11255.00 | I | By Child | |||||||
| Common Stock | 53000 | I | By self as Co-Trustee and beneficiary (3) | |||||||
| Common Stock | 6000 | I | By self as Co-Trustee (2) (4) | |||||||
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Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Nonqualified Stock Option (Right to Buy) | $24.14 | 1/31/2011 | M | 24000 | (5) | 4/20/2014 | Common Stock | 24000.00 | $0 | 0 | D | ||||
| Nonqualified Stock Option (Right to Buy) | $17.56 | 1/31/2011 | M | 35000 | (6) | 4/15/2013 | Common Stock | 35000 | $0 | 0 | D | ||||
| Nonqualified Stock Option (Right to Buy) | $25.40 | 1/31/2011 | M | 10000 | (7) | 4/16/2012 | Common Stock | 10000 | $0 | 0 | D | ||||
| Nonqualified Stock Option (Right to Buy) | $14.74 | 1/31/2011 | M | 41150 | (8) | 2/2/2019 | Common Stock | 41150 | $0 | 123450 | D | ||||
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Reporting Owners
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| Reporting Owner Name / Address |
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| Director | 10% Owner | Officer | Other | ||
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TIMKEN WARD J JR
1835 DUEBER AVENUE, S.W. CANTON, OH 44706 |
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Chairman of the Board |
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Signatures
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| Ward J. Timken, Jr. | 2/2/2011 | |
| ** Signature of Reporting Person |
Date
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | |