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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1
NAMES OF REPORTING PERSONS
Alanson B. Houghton
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
o
(b)
o
3
SEC USE ONLY
4
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
5
SOLE VOTING POWER
NUMBER OF
0
SHARES
6
SHARED VOTING POWER
BENEFICIALLY
OWNED BY
0
EACH
7
SOLE DISPOSITIVE POWER
REPORTING
PERSON
0
WITH:
8
SHARED DISPOSITIVE POWER
0
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
10
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
12
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
850 Dixie Highway
Louisville, Kentucky 40210
Name:
Alanson B. Houghton
Principal Business address:
60 E. 42nd Street, Ste. 3410
New York, New York 10165
United States of America
Brown-Forman Corporation Class A Common Stock
0115637-10-0
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check
whether the person filing is a:
Aggregate
Number
Beneficially Owned
0
Percent of Class
0
%
Sole Voting Power
0
Shared Voting Power
0
Sole Disposition Power
0
Shared Disposition Power
0
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company or Control Person
.
Item 8.
Identification and Classification of Members of the Group.
Alanson B. Houghton